AXA CHINA REGION INVESTMENT SERVICES LIMITED 安盛投資服務有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-01 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 2 | 17 | 19 | 89.47% |
| 2017-12-31 | 2 | 16 | 18 | 88.89% |
| 2016-12-31 | 2 | 17 | 19 | 89.47% |
| 2015-12-31 | 4 | 19 | 23 | 82.61% |
| 2014-12-31 | 5 | 23 | 28 | 82.14% |
| 2013-12-31 | 5 | 15 | 20 | 75.00% |
| 2012-12-31 | 4 | 16 | 20 | 80.00% |
| 2011-12-31 | 7 | 110 | 117 | 94.02% |
| 2010-12-31 | 5 | 290 | 295 | 98.31% |
| 2009-12-31 | 5 | 318 | 323 | 98.45% |
| 2008-12-31 | 6 | 347 | 353 | 98.30% |
| 2007-12-31 | 6 | 292 | 298 | 97.99% |
| 2006-12-31 | 5 | 291 | 296 | 98.31% |
| 2005-12-31 | 3 | 267 | 270 | 98.89% |
| 2004-12-31 | 2 | 280 | 282 | 99.29% |
| 2003-12-31 | 2 | 297 | 299 | 99.33% |
| 2003-03-31 | 1 | 436 | 437 | 99.77% |
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