SHUN LOONG SECURITIES COMPANY LIMITED 順隆證券行有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-08-15 | 4 | 5 | 9 | 55.56% |
2023-12-31 | 3 | 6 | 9 | 66.67% |
2022-12-31 | 3 | 6 | 9 | 66.67% |
2021-12-31 | 3 | 5 | 8 | 62.50% |
2020-12-31 | 3 | 5 | 8 | 62.50% |
2019-12-31 | 3 | 8 | 11 | 72.73% |
2018-12-31 | 3 | 2 | 5 | 40.00% |
2017-12-31 | 3 | 2 | 5 | 40.00% |
2016-12-31 | 2 | 1 | 3 | 33.33% |
2015-12-31 | 2 | 1 | 3 | 33.33% |
2014-12-31 | 2 | 1 | 3 | 33.33% |
2013-12-31 | 2 | 2 | 4 | 50.00% |
2012-12-31 | 2 | 2 | 4 | 50.00% |
2011-12-31 | 2 | 2 | 4 | 50.00% |
2010-12-31 | 3 | 2 | 5 | 40.00% |
2009-12-31 | 4 | 40 | 44 | 90.91% |
2008-12-31 | 4 | 52 | 56 | 92.86% |
2007-12-31 | 4 | 64 | 68 | 94.12% |
2006-12-31 | 5 | 81 | 86 | 94.19% |
2005-12-31 | 5 | 83 | 88 | 94.32% |
2004-12-31 | 4 | 84 | 88 | 95.45% |
2003-12-31 | 2 | 71 | 73 | 97.26% |
2003-03-31 | 3 | 84 | 87 | 96.55% |
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