PHILLIP SECURITIES (HONG KONG) LIMITED 輝立証券(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-30 6 337 343 98.25%
2024-03-31 6 337 343 98.25%
2024-02-29 6 339 345 98.26%
2024-01-31 6 346 352 98.30%
2023-12-31 6 346 352 98.30%
2023-11-30 6 349 355 98.31%
2023-10-31 6 350 356 98.31%
2023-09-30 6 351 357 98.32%
2023-08-31 6 351 357 98.32%
2023-07-31 6 350 356 98.31%
2023-06-30 6 355 361 98.34%
2023-05-31 6 362 368 98.37%
2023-04-30 6 374 380 98.42%
2023-03-31 6 373 379 98.42%
2023-02-28 6 381 387 98.45%
2023-01-31 6 390 396 98.48%
2022-12-31 6 391 397 98.49%
2022-11-30 6 394 400 98.50%
2022-10-31 6 396 402 98.51%
2022-09-30 6 394 400 98.50%
2022-08-31 6 394 400 98.50%
2022-07-31 6 393 399 98.50%
2022-06-30 6 400 406 98.52%
2022-05-31 6 411 417 98.56%
2022-04-30 6 410 416 98.56%
2022-03-31 6 409 415 98.55%
2022-02-28 6 412 418 98.56%
2022-01-31 6 416 422 98.58%
2021-12-31 6 417 423 98.58%
2021-11-30 6 418 424 98.58%
2021-10-31 6 416 422 98.58%
2021-09-30 6 413 419 98.57%
2021-08-31 6 416 422 98.58%
2021-07-31 6 420 426 98.59%
2021-06-30 6 427 433 98.61%
2021-05-31 6 430 436 98.62%
2021-04-30 6 435 441 98.64%
2021-03-31 6 433 439 98.63%
2021-02-28 6 430 436 98.62%
2021-01-31 6 430 436 98.62%
2020-12-31 6 430 436 98.62%
2020-11-30 6 426 432 98.61%
2020-10-31 6 428 434 98.62%
2020-09-30 6 431 437 98.63%
2020-08-31 6 427 433 98.61%
2020-07-31 6 422 428 98.60%
2020-06-30 6 422 428 98.60%
2020-05-31 6 427 433 98.61%
2020-04-30 6 425 431 98.61%
2020-03-31 6 422 428 98.60%
2020-02-29 6 419 425 98.59%
2020-01-31 6 418 424 98.58%
2019-12-31 6 425 431 98.61%
2019-11-30 6 427 433 98.61%
2019-10-31 6 429 435 98.62%
2019-09-30 6 428 434 98.62%
2019-08-31 6 430 436 98.62%
2019-07-31 6 429 435 98.62%
2019-06-30 6 426 432 98.61%
2019-05-31 6 431 437 98.63%
2019-04-30 6 434 440 98.64%
2019-03-31 6 428 434 98.62%
2019-02-28 6 432 438 98.63%
2019-01-31 6 434 440 98.64%
2018-12-31 6 438 444 98.65%
2018-11-30 6 436 442 98.64%
2018-10-31 6 436 442 98.64%
2018-09-30 6 436 442 98.64%
2018-08-31 6 446 452 98.67%
2018-07-31 6 450 456 98.68%
2018-06-30 6 451 457 98.69%
2018-05-31 6 450 456 98.68%
2018-04-30 6 451 457 98.69%
2018-03-31 6 454 460 98.70%
2018-02-28 6 447 453 98.68%
2018-01-31 6 444 450 98.67%
2017-12-31 6 445 451 98.67%
2017-11-30 6 452 458 98.69%
2017-10-31 6 451 457 98.69%
2017-09-30 6 455 461 98.70%
2017-08-31 6 461 467 98.72%
2017-07-31 6 465 471 98.73%
2017-06-30 6 472 478 98.74%
2017-05-31 6 477 483 98.76%
2017-04-30 6 478 484 98.76%
2017-03-31 6 482 488 98.77%
2017-02-28 6 482 488 98.77%
2017-01-31 6 484 490 98.78%
2016-12-31 6 486 492 98.78%
2016-11-30 6 487 493 98.78%
2016-10-31 6 491 497 98.79%
2016-09-30 6 494 500 98.80%
2016-08-31 6 500 506 98.81%
2016-07-31 6 503 509 98.82%
2016-06-30 6 506 512 98.83%
2016-05-31 6 508 514 98.83%
2016-04-30 6 511 517 98.84%
2016-03-31 6 516 522 98.85%
2016-02-29 6 521 527 98.86%
2016-01-31 6 525 531 98.87%
2015-12-31 6 530 536 98.88%
2015-11-30 6 542 548 98.91%
2015-10-31 6 544 550 98.91%
2015-09-30 6 552 558 98.92%
2015-08-31 6 553 559 98.93%
2015-07-31 6 554 560 98.93%
2015-06-30 6 560 566 98.94%
2015-05-31 6 557 563 98.93%
2015-04-30 6 556 562 98.93%
2015-03-31 6 562 568 98.94%
2015-02-28 6 565 571 98.95%
2015-01-31 6 571 577 98.96%
2014-12-31 6 576 582 98.97%
2014-11-30 6 575 581 98.97%
2014-10-31 6 571 577 98.96%
2014-09-30 6 568 574 98.95%
2014-08-31 6 571 577 98.96%
2014-07-31 6 569 575 98.96%
2014-06-30 6 571 577 98.96%
2014-05-31 6 569 575 98.96%
2014-04-30 6 574 580 98.97%
2014-03-31 6 578 584 98.97%
2014-02-28 6 580 586 98.98%
2014-01-31 6 579 585 98.97%
2013-12-31 6 580 586 98.98%
2013-11-30 6 584 590 98.98%
2013-10-31 6 583 589 98.98%
2013-09-30 6 585 591 98.98%
2013-08-31 6 584 590 98.98%
2013-07-31 6 589 595 98.99%
2013-06-30 6 584 590 98.98%
2013-05-31 6 588 594 98.99%
2013-04-30 6 589 595 98.99%
2013-03-31 6 585 591 98.98%
2013-02-28 6 587 593 98.99%
2013-01-31 6 586 592 98.99%
2012-12-31 6 590 596 98.99%
2012-11-30 6 592 598 99.00%
2012-10-31 6 594 600 99.00%
2012-09-30 6 606 612 99.02%
2012-08-31 6 618 624 99.04%
2012-07-31 6 621 627 99.04%
2012-06-30 6 618 624 99.04%
2012-05-31 6 634 640 99.06%
2012-04-30 6 640 646 99.07%
2012-03-31 6 649 655 99.08%
2012-02-29 6 659 665 99.10%
2012-01-31 6 665 671 99.11%
2011-12-31 6 673 679 99.12%
2011-11-30 6 674 680 99.12%
2011-10-31 6 671 677 99.11%
2011-09-30 6 676 682 99.12%
2011-08-31 6 673 679 99.12%
2011-07-31 6 675 681 99.12%
2011-06-30 6 683 689 99.13%
2011-05-31 6 688 694 99.14%
2011-04-30 6 686 692 99.13%
2011-03-31 6 692 698 99.14%
2011-02-28 6 694 700 99.14%
2011-01-31 6 696 702 99.15%
2010-12-31 6 699 705 99.15%
2010-11-30 6 705 711 99.16%
2010-10-31 6 699 705 99.15%
2010-09-30 6 694 700 99.14%
2010-08-31 6 694 700 99.14%
2010-07-31 6 698 704 99.15%
2010-06-30 6 699 705 99.15%
2010-05-31 6 701 707 99.15%
2010-04-30 6 712 718 99.16%
2010-03-31 6 705 711 99.16%
2010-02-28 6 702 708 99.15%
2010-01-31 6 700 706 99.15%
2009-12-31 6 707 713 99.16%
2009-11-30 6 698 704 99.15%
2009-10-31 6 694 700 99.14%
2009-09-30 6 695 701 99.14%
2009-08-31 6 681 687 99.13%
2009-07-31 6 668 674 99.11%
2009-06-30 6 681 687 99.13%
2009-05-31 6 687 693 99.13%
2009-04-30 6 694 700 99.14%
2009-03-31 6 695 701 99.14%
2009-02-28 6 692 698 99.14%
2009-01-31 6 682 688 99.13%
2008-12-31 6 683 689 99.13%
2008-11-30 6 687 693 99.13%
2008-10-31 6 682 688 99.13%
2008-09-30 6 684 690 99.13%
2008-08-31 6 682 688 99.13%
2008-07-31 6 674 680 99.12%
2008-06-30 6 671 677 99.11%
2008-05-31 6 670 676 99.11%
2008-04-30 6 660 666 99.10%
2008-03-31 7 662 669 98.95%
2008-02-29 7 642 649 98.92%
2008-01-31 7 635 642 98.91%
2007-12-31 7 630 637 98.90%
2007-11-30 7 620 627 98.88%
2007-10-31 7 608 615 98.86%
2007-09-30 4 600 604 99.34%
2007-08-31 4 586 590 99.32%
2007-07-31 4 588 592 99.32%
2007-06-30 4 566 570 99.30%
2007-05-31 4 561 565 99.29%
2007-04-30 4 545 549 99.27%
2007-03-31 4 534 538 99.26%
2007-02-28 4 512 516 99.22%
2007-01-31 4 495 499 99.20%
2006-12-31 4 474 478 99.16%
2006-11-30 4 459 463 99.14%
2006-10-31 4 457 461 99.13%
2006-09-30 4 451 455 99.12%
2006-08-31 5 444 449 98.89%
2006-07-31 5 439 444 98.87%
2006-06-30 5 434 439 98.86%
2006-05-31 5 430 435 98.85%
2006-04-30 5 419 424 98.82%
2006-03-31 5 416 421 98.81%
2006-02-28 5 422 427 98.83%
2006-01-31 5 413 418 98.80%
2005-12-31 5 410 415 98.80%
2005-11-30 5 412 417 98.80%
2005-10-31 5 417 422 98.82%
2005-09-30 5 408 413 98.79%
2005-08-31 5 395 400 98.75%
2005-07-31 4 376 380 98.95%
2005-06-30 4 368 372 98.92%
2005-05-31 4 372 376 98.94%
2005-04-30 4 364 368 98.91%
2005-03-31 4 360 364 98.90%
2005-02-28 4 351 355 98.87%
2005-01-31 4 347 351 98.86%
2004-12-31 4 342 346 98.84%
2004-11-30 4 335 339 98.82%
2004-10-31 4 324 328 98.78%
2004-09-30 4 319 323 98.76%
2004-08-31 4 316 320 98.75%
2004-07-31 4 310 314 98.73%
2004-06-30 4 298 302 98.68%
2004-05-31 4 282 286 98.60%
2004-04-30 4 269 273 98.53%
2004-03-31 4 254 258 98.45%
2004-02-29 4 249 253 98.42%
2004-01-31 4 241 245 98.37%
2003-12-31 4 239 243 98.35%
2003-11-30 4 235 239 98.33%
2003-10-31 4 227 231 98.27%
2003-09-30 4 218 222 98.20%
2003-08-31 4 217 221 98.19%
2003-07-31 4 215 219 98.17%
2003-06-30 4 220 224 98.21%
2003-05-31 5 213 218 97.71%
2003-04-30 5 214 219 97.72%
2003-03-31 5 217 222 97.75%

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