CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 建銀國際資產管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-20 | 6 | 20 | 26 | 76.92% |
| 2023-12-31 | 5 | 20 | 25 | 80.00% |
| 2022-12-31 | 6 | 22 | 28 | 78.57% |
| 2021-12-31 | 7 | 20 | 27 | 74.07% |
| 2020-12-31 | 14 | 63 | 77 | 81.82% |
| 2019-12-31 | 14 | 77 | 91 | 84.62% |
| 2018-12-31 | 13 | 80 | 93 | 86.02% |
| 2017-12-31 | 15 | 75 | 90 | 83.33% |
| 2016-12-31 | 15 | 70 | 85 | 82.35% |
| 2015-12-31 | 18 | 62 | 80 | 77.50% |
| 2014-12-31 | 17 | 59 | 76 | 77.63% |
| 2013-12-31 | 16 | 52 | 68 | 76.47% |
| 2012-12-31 | 17 | 51 | 68 | 75.00% |
| 2011-12-31 | 13 | 53 | 66 | 80.30% |
| 2010-12-31 | 10 | 33 | 43 | 76.74% |
| 2009-12-31 | 8 | 31 | 39 | 79.49% |
| 2008-12-31 | 8 | 19 | 27 | 70.37% |
| 2007-12-31 | 4 | 14 | 18 | 77.78% |
| 2006-12-31 | 3 | 10 | 13 | 76.92% |
| 2005-12-31 | 3 | 2 | 5 | 40.00% |
| 2004-12-31 | 0 | 0 | 0 | 0.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy