SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 15 | 157 | 172 | 91.28% |
| 2023-12-31 | 12 | 168 | 180 | 93.33% |
| 2022-12-31 | 17 | 209 | 226 | 92.48% |
| 2021-12-31 | 14 | 212 | 226 | 93.81% |
| 2020-12-31 | 13 | 194 | 207 | 93.72% |
| 2019-12-31 | 10 | 191 | 201 | 95.02% |
| 2018-12-31 | 12 | 185 | 197 | 93.91% |
| 2017-12-31 | 11 | 205 | 216 | 94.91% |
| 2016-12-31 | 8 | 223 | 231 | 96.54% |
| 2015-12-31 | 11 | 227 | 238 | 95.38% |
| 2014-12-31 | 11 | 235 | 246 | 95.53% |
| 2013-12-31 | 7 | 223 | 230 | 96.96% |
| 2012-12-31 | 11 | 239 | 250 | 95.60% |
| 2011-12-31 | 7 | 248 | 255 | 97.25% |
| 2010-12-31 | 8 | 243 | 251 | 96.81% |
| 2009-12-31 | 7 | 212 | 219 | 96.80% |
| 2008-12-31 | 8 | 173 | 181 | 95.58% |
| 2007-12-31 | 9 | 163 | 172 | 94.77% |
| 2006-12-31 | 9 | 129 | 138 | 93.48% |
| 2005-12-31 | 7 | 119 | 126 | 94.44% |
| 2004-12-31 | 5 | 108 | 113 | 95.58% |
| 2003-12-31 | 5 | 100 | 105 | 95.24% |
| 2003-03-31 | 3 | 110 | 113 | 97.35% |
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