UOB KAY HIAN FUTURES (HONG KONG) LIMITED 大華繼顯期貨(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-27 | 6 | 207 | 213 | 97.18% |
| 2023-12-31 | 6 | 208 | 214 | 97.20% |
| 2022-12-31 | 7 | 194 | 201 | 96.52% |
| 2021-12-31 | 7 | 199 | 206 | 96.60% |
| 2020-12-31 | 7 | 190 | 197 | 96.45% |
| 2019-12-31 | 6 | 168 | 174 | 96.55% |
| 2018-12-31 | 5 | 171 | 176 | 97.16% |
| 2017-12-31 | 5 | 151 | 156 | 96.79% |
| 2016-12-31 | 4 | 157 | 161 | 97.52% |
| 2015-12-31 | 4 | 154 | 158 | 97.47% |
| 2014-12-31 | 4 | 150 | 154 | 97.40% |
| 2013-12-31 | 4 | 132 | 136 | 97.06% |
| 2012-12-31 | 4 | 123 | 127 | 96.85% |
| 2011-12-31 | 4 | 124 | 128 | 96.88% |
| 2010-12-31 | 3 | 125 | 128 | 97.66% |
| 2009-12-31 | 3 | 125 | 128 | 97.66% |
| 2008-12-31 | 3 | 113 | 116 | 97.41% |
| 2007-12-31 | 3 | 104 | 107 | 97.20% |
| 2006-12-31 | 3 | 97 | 100 | 97.00% |
| 2005-12-31 | 4 | 103 | 107 | 96.26% |
| 2004-12-31 | 3 | 108 | 111 | 97.30% |
| 2003-12-31 | 3 | 70 | 73 | 95.89% |
| 2003-03-31 | 6 | 50 | 56 | 89.29% |
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