CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 10 | 137 | 147 | 93.20% |
| 2023-12-31 | 9 | 132 | 141 | 93.62% |
| 2022-12-31 | 9 | 126 | 135 | 93.33% |
| 2021-12-31 | 7 | 121 | 128 | 94.53% |
| 2020-12-31 | 6 | 105 | 111 | 94.59% |
| 2019-12-31 | 6 | 96 | 102 | 94.12% |
| 2018-12-31 | 7 | 86 | 93 | 92.47% |
| 2017-12-31 | 6 | 87 | 93 | 93.55% |
| 2016-12-31 | 7 | 112 | 119 | 94.12% |
| 2015-12-31 | 4 | 115 | 119 | 96.64% |
| 2014-12-31 | 7 | 117 | 124 | 94.35% |
| 2013-12-31 | 9 | 106 | 115 | 92.17% |
| 2012-12-31 | 10 | 93 | 103 | 90.29% |
| 2011-12-31 | 11 | 91 | 102 | 89.22% |
| 2010-12-31 | 8 | 82 | 90 | 91.11% |
| 2009-12-31 | 7 | 90 | 97 | 92.78% |
| 2008-12-31 | 8 | 93 | 101 | 92.08% |
| 2007-12-31 | 7 | 100 | 107 | 93.46% |
| 2006-12-31 | 4 | 90 | 94 | 95.74% |
| 2005-12-31 | 5 | 94 | 99 | 94.95% |
| 2004-12-31 | 5 | 96 | 101 | 95.05% |
| 2003-12-31 | 5 | 50 | 55 | 90.91% |
| 2003-03-31 | 1 | 19 | 20 | 95.00% |
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