DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-29 | 8 | 73 | 81 | 90.12% |
| 2023-12-31 | 7 | 80 | 87 | 91.95% |
| 2022-12-31 | 8 | 65 | 73 | 89.04% |
| 2021-12-31 | 7 | 65 | 72 | 90.28% |
| 2020-12-31 | 10 | 89 | 99 | 89.90% |
| 2019-12-31 | 9 | 119 | 128 | 92.97% |
| 2018-12-31 | 17 | 191 | 208 | 91.83% |
| 2017-12-31 | 21 | 236 | 257 | 91.83% |
| 2016-12-31 | 23 | 230 | 253 | 90.91% |
| 2015-12-31 | 28 | 226 | 254 | 88.98% |
| 2014-12-31 | 27 | 237 | 264 | 89.77% |
| 2013-12-31 | 24 | 242 | 266 | 90.98% |
| 2012-12-31 | 21 | 262 | 283 | 92.58% |
| 2011-12-31 | 8 | 184 | 192 | 95.83% |
| 2010-12-31 | 10 | 181 | 191 | 94.76% |
| 2009-12-31 | 7 | 181 | 188 | 96.28% |
| 2008-12-31 | 6 | 184 | 190 | 96.84% |
| 2007-12-31 | 5 | 216 | 221 | 97.74% |
| 2006-12-31 | 4 | 144 | 148 | 97.30% |
| 2005-12-31 | 6 | 135 | 141 | 95.74% |
| 2004-12-31 | 8 | 136 | 144 | 94.44% |
| 2003-12-31 | 8 | 106 | 114 | 92.98% |
| 2003-03-31 | 10 | 81 | 91 | 89.01% |
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