DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-15 8 73 81 90.12%
2024-04-30 8 73 81 90.12%
2024-03-31 8 75 83 90.36%
2024-02-29 8 76 84 90.48%
2024-01-31 8 77 85 90.59%
2023-12-31 7 80 87 91.95%
2023-11-30 7 79 86 91.86%
2023-10-31 8 79 87 90.80%
2023-09-30 8 76 84 90.48%
2023-08-31 8 72 80 90.00%
2023-07-31 7 68 75 90.67%
2023-06-30 8 65 73 89.04%
2023-05-31 8 64 72 88.89%
2023-04-30 8 62 70 88.57%
2023-03-31 8 61 69 88.41%
2023-02-28 8 64 72 88.89%
2023-01-31 8 65 73 89.04%
2022-12-31 8 65 73 89.04%
2022-11-30 8 66 74 89.19%
2022-10-31 8 66 74 89.19%
2022-09-30 8 70 78 89.74%
2022-08-31 8 71 79 89.87%
2022-07-31 8 65 73 89.04%
2022-06-30 8 65 73 89.04%
2022-05-31 8 66 74 89.19%
2022-04-30 8 66 74 89.19%
2022-03-31 8 65 73 89.04%
2022-02-28 7 66 73 90.41%
2022-01-31 7 66 73 90.41%
2021-12-31 7 65 72 90.28%
2021-11-30 8 77 85 90.59%
2021-10-31 8 77 85 90.59%
2021-09-30 10 79 89 88.76%
2021-08-31 7 83 90 92.22%
2021-07-31 7 74 81 91.36%
2021-06-30 8 72 80 90.00%
2021-05-31 9 69 78 88.46%
2021-04-30 9 72 81 88.89%
2021-03-31 9 78 87 89.66%
2021-02-28 9 81 90 90.00%
2021-01-31 9 85 94 90.43%
2020-12-31 10 89 99 89.90%
2020-11-30 10 92 102 90.20%
2020-10-31 8 93 101 92.08%
2020-09-30 8 99 107 92.52%
2020-08-31 7 104 111 93.69%
2020-07-31 7 98 105 93.33%
2020-06-30 7 102 109 93.58%
2020-05-31 10 100 110 90.91%
2020-04-30 10 100 110 90.91%
2020-03-31 10 104 114 91.23%
2020-02-29 9 112 121 92.56%
2020-01-31 9 117 126 92.86%
2019-12-31 9 119 128 92.97%
2019-11-30 11 124 135 91.85%
2019-10-31 12 126 138 91.30%
2019-09-30 11 129 140 92.14%
2019-08-31 12 143 155 92.26%
2019-07-31 14 176 190 92.63%
2019-06-30 15 199 214 92.99%
2019-05-31 15 200 215 93.02%
2019-04-30 15 198 213 92.96%
2019-03-31 15 199 214 92.99%
2019-02-28 15 202 217 93.09%
2019-01-31 15 199 214 92.99%
2018-12-31 17 191 208 91.83%
2018-11-30 16 188 204 92.16%
2018-10-31 16 190 206 92.23%
2018-09-30 17 193 210 91.90%
2018-08-31 17 183 200 91.50%
2018-07-31 17 183 200 91.50%
2018-06-30 20 187 207 90.34%
2018-05-31 20 199 219 90.87%
2018-04-30 22 221 243 90.95%
2018-03-31 21 228 249 91.57%
2018-02-28 21 231 252 91.67%
2018-01-31 22 242 264 91.67%
2017-12-31 21 236 257 91.83%
2017-11-30 19 241 260 92.69%
2017-10-31 18 238 256 92.97%
2017-09-30 18 231 249 92.77%
2017-08-31 19 218 237 91.98%
2017-07-31 22 216 238 90.76%
2017-06-30 21 218 239 91.21%
2017-05-31 21 222 243 91.36%
2017-04-30 20 220 240 91.67%
2017-03-31 21 224 245 91.43%
2017-02-28 21 231 252 91.67%
2017-01-31 24 234 258 90.70%
2016-12-31 23 230 253 90.91%
2016-11-30 24 234 258 90.70%
2016-10-31 25 232 257 90.27%
2016-09-30 25 229 254 90.16%
2016-08-31 25 222 247 89.88%
2016-07-31 26 222 248 89.52%
2016-06-30 27 223 250 89.20%
2016-05-31 27 223 250 89.20%
2016-04-30 27 221 248 89.11%
2016-03-31 26 224 250 89.60%
2016-02-29 27 226 253 89.33%
2016-01-31 28 227 255 89.02%
2015-12-31 28 226 254 88.98%
2015-11-30 27 230 257 89.49%
2015-10-31 27 230 257 89.49%
2015-09-30 26 220 246 89.43%
2015-08-31 27 219 246 89.02%
2015-07-31 27 220 247 89.07%
2015-06-30 27 223 250 89.20%
2015-05-31 28 232 260 89.23%
2015-04-30 28 236 264 89.39%
2015-03-31 28 236 264 89.39%
2015-02-28 29 234 263 88.97%
2015-01-31 28 236 264 89.39%
2014-12-31 27 237 264 89.77%
2014-11-30 27 234 261 89.66%
2014-10-31 28 231 259 89.19%
2014-09-30 28 220 248 88.71%
2014-08-31 27 222 249 89.16%
2014-07-31 28 226 254 88.98%
2014-06-30 28 220 248 88.71%
2014-05-31 29 220 249 88.35%
2014-04-30 29 222 251 88.45%
2014-03-31 26 236 262 90.08%
2014-02-28 25 248 273 90.84%
2014-01-31 25 242 267 90.64%
2013-12-31 24 242 266 90.98%
2013-11-30 22 241 263 91.63%
2013-10-31 21 242 263 92.02%
2013-09-30 21 239 260 91.92%
2013-08-31 22 239 261 91.57%
2013-07-31 22 242 264 91.67%
2013-06-30 21 241 262 91.98%
2013-05-31 21 247 268 92.16%
2013-04-30 21 245 266 92.11%
2013-03-31 21 249 270 92.22%
2013-02-28 21 254 275 92.36%
2013-01-31 21 255 276 92.39%
2012-12-31 21 262 283 92.58%
2012-11-30 21 265 286 92.66%
2012-10-31 21 267 288 92.71%
2012-09-30 22 265 287 92.33%
2012-08-31 21 296 317 93.38%
2012-07-31 19 295 314 93.95%
2012-06-30 17 291 308 94.48%
2012-05-31 18 293 311 94.21%
2012-04-30 17 286 303 94.39%
2012-03-31 17 278 295 94.24%
2012-02-29 10 178 188 94.68%
2012-01-31 7 178 185 96.22%
2011-12-31 8 184 192 95.83%
2011-11-30 7 183 190 96.32%
2011-10-31 7 188 195 96.41%
2011-09-30 8 183 191 95.81%
2011-08-31 9 182 191 95.29%
2011-07-31 10 179 189 94.71%
2011-06-30 10 182 192 94.79%
2011-05-31 9 195 204 95.59%
2011-04-30 9 201 210 95.71%
2011-03-31 9 202 211 95.73%
2011-02-28 10 188 198 94.95%
2011-01-31 11 185 196 94.39%
2010-12-31 10 181 191 94.76%
2010-11-30 10 181 191 94.76%
2010-10-31 10 190 200 95.00%
2010-09-30 9 187 196 95.41%
2010-08-31 9 183 192 95.31%
2010-07-31 9 178 187 95.19%
2010-06-30 9 179 188 95.21%
2010-05-31 8 175 183 95.63%
2010-04-30 8 180 188 95.74%
2010-03-31 6 180 186 96.77%
2010-02-28 6 186 192 96.88%
2010-01-31 7 189 196 96.43%
2009-12-31 7 181 188 96.28%
2009-11-30 8 181 189 95.77%
2009-10-31 8 179 187 95.72%
2009-09-30 7 177 184 96.20%
2009-08-31 7 176 183 96.17%
2009-07-31 4 173 177 97.74%
2009-06-30 4 175 179 97.77%
2009-05-31 5 180 185 97.30%
2009-04-30 5 184 189 97.35%
2009-03-31 6 203 209 97.13%
2009-02-28 5 196 201 97.51%
2009-01-31 6 192 198 96.97%
2008-12-31 6 184 190 96.84%
2008-11-30 6 221 227 97.36%
2008-10-31 5 223 228 97.81%
2008-09-30 5 223 228 97.81%
2008-08-31 5 227 232 97.84%
2008-07-31 5 234 239 97.91%
2008-06-30 5 230 235 97.87%
2008-05-31 5 235 240 97.92%
2008-04-30 5 229 234 97.86%
2008-03-31 5 232 237 97.89%
2008-02-29 5 225 230 97.83%
2008-01-31 5 223 228 97.81%
2007-12-31 5 216 221 97.74%
2007-11-30 5 219 224 97.77%
2007-10-31 5 212 217 97.70%
2007-09-30 6 199 205 97.07%
2007-08-31 5 193 198 97.47%
2007-07-31 5 184 189 97.35%
2007-06-30 5 180 185 97.30%
2007-05-31 5 169 174 97.13%
2007-04-30 5 165 170 97.06%
2007-03-31 4 161 165 97.58%
2007-02-28 4 154 158 97.47%
2007-01-31 4 149 153 97.39%
2006-12-31 4 144 148 97.30%
2006-11-30 5 146 151 96.69%
2006-10-31 5 141 146 96.58%
2006-09-30 5 136 141 96.45%
2006-08-31 5 137 142 96.48%
2006-07-31 5 134 139 96.40%
2006-06-30 5 131 136 96.32%
2006-05-31 6 131 137 95.62%
2006-04-30 6 132 138 95.65%
2006-03-31 6 135 141 95.74%
2006-02-28 5 135 140 96.43%
2006-01-31 5 136 141 96.45%
2005-12-31 6 135 141 95.74%
2005-11-30 6 136 142 95.77%
2005-10-31 5 134 139 96.40%
2005-09-30 5 136 141 96.45%
2005-08-31 5 136 141 96.45%
2005-07-31 7 137 144 95.14%
2005-06-30 8 136 144 94.44%
2005-05-31 8 134 142 94.37%
2005-04-30 8 143 151 94.70%
2005-03-31 8 144 152 94.74%
2005-02-28 8 144 152 94.74%
2005-01-31 8 138 146 94.52%
2004-12-31 8 136 144 94.44%
2004-11-30 8 135 143 94.41%
2004-10-31 8 134 142 94.37%
2004-09-30 8 128 136 94.12%
2004-08-31 8 129 137 94.16%
2004-07-31 8 125 133 93.98%
2004-06-30 8 120 128 93.75%
2004-05-31 8 117 125 93.60%
2004-04-30 9 118 127 92.91%
2004-03-31 10 119 129 92.25%
2004-02-29 10 115 125 92.00%
2004-01-31 10 105 115 91.30%
2003-12-31 8 106 114 92.98%
2003-11-30 8 97 105 92.38%
2003-10-31 8 94 102 92.16%
2003-09-30 8 94 102 92.16%
2003-08-31 8 92 100 92.00%
2003-07-31 8 88 96 91.67%
2003-06-30 8 87 95 91.58%
2003-05-31 10 87 97 89.69%
2003-04-30 10 82 92 89.13%
2003-03-31 10 81 91 89.01%

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