DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-05-15 | 8 | 73 | 81 | 90.12% |
2024-04-30 | 8 | 73 | 81 | 90.12% |
2024-03-31 | 8 | 75 | 83 | 90.36% |
2024-02-29 | 8 | 76 | 84 | 90.48% |
2024-01-31 | 8 | 77 | 85 | 90.59% |
2023-12-31 | 7 | 80 | 87 | 91.95% |
2023-11-30 | 7 | 79 | 86 | 91.86% |
2023-10-31 | 8 | 79 | 87 | 90.80% |
2023-09-30 | 8 | 76 | 84 | 90.48% |
2023-08-31 | 8 | 72 | 80 | 90.00% |
2023-07-31 | 7 | 68 | 75 | 90.67% |
2023-06-30 | 8 | 65 | 73 | 89.04% |
2023-05-31 | 8 | 64 | 72 | 88.89% |
2023-04-30 | 8 | 62 | 70 | 88.57% |
2023-03-31 | 8 | 61 | 69 | 88.41% |
2023-02-28 | 8 | 64 | 72 | 88.89% |
2023-01-31 | 8 | 65 | 73 | 89.04% |
2022-12-31 | 8 | 65 | 73 | 89.04% |
2022-11-30 | 8 | 66 | 74 | 89.19% |
2022-10-31 | 8 | 66 | 74 | 89.19% |
2022-09-30 | 8 | 70 | 78 | 89.74% |
2022-08-31 | 8 | 71 | 79 | 89.87% |
2022-07-31 | 8 | 65 | 73 | 89.04% |
2022-06-30 | 8 | 65 | 73 | 89.04% |
2022-05-31 | 8 | 66 | 74 | 89.19% |
2022-04-30 | 8 | 66 | 74 | 89.19% |
2022-03-31 | 8 | 65 | 73 | 89.04% |
2022-02-28 | 7 | 66 | 73 | 90.41% |
2022-01-31 | 7 | 66 | 73 | 90.41% |
2021-12-31 | 7 | 65 | 72 | 90.28% |
2021-11-30 | 8 | 77 | 85 | 90.59% |
2021-10-31 | 8 | 77 | 85 | 90.59% |
2021-09-30 | 10 | 79 | 89 | 88.76% |
2021-08-31 | 7 | 83 | 90 | 92.22% |
2021-07-31 | 7 | 74 | 81 | 91.36% |
2021-06-30 | 8 | 72 | 80 | 90.00% |
2021-05-31 | 9 | 69 | 78 | 88.46% |
2021-04-30 | 9 | 72 | 81 | 88.89% |
2021-03-31 | 9 | 78 | 87 | 89.66% |
2021-02-28 | 9 | 81 | 90 | 90.00% |
2021-01-31 | 9 | 85 | 94 | 90.43% |
2020-12-31 | 10 | 89 | 99 | 89.90% |
2020-11-30 | 10 | 92 | 102 | 90.20% |
2020-10-31 | 8 | 93 | 101 | 92.08% |
2020-09-30 | 8 | 99 | 107 | 92.52% |
2020-08-31 | 7 | 104 | 111 | 93.69% |
2020-07-31 | 7 | 98 | 105 | 93.33% |
2020-06-30 | 7 | 102 | 109 | 93.58% |
2020-05-31 | 10 | 100 | 110 | 90.91% |
2020-04-30 | 10 | 100 | 110 | 90.91% |
2020-03-31 | 10 | 104 | 114 | 91.23% |
2020-02-29 | 9 | 112 | 121 | 92.56% |
2020-01-31 | 9 | 117 | 126 | 92.86% |
2019-12-31 | 9 | 119 | 128 | 92.97% |
2019-11-30 | 11 | 124 | 135 | 91.85% |
2019-10-31 | 12 | 126 | 138 | 91.30% |
2019-09-30 | 11 | 129 | 140 | 92.14% |
2019-08-31 | 12 | 143 | 155 | 92.26% |
2019-07-31 | 14 | 176 | 190 | 92.63% |
2019-06-30 | 15 | 199 | 214 | 92.99% |
2019-05-31 | 15 | 200 | 215 | 93.02% |
2019-04-30 | 15 | 198 | 213 | 92.96% |
2019-03-31 | 15 | 199 | 214 | 92.99% |
2019-02-28 | 15 | 202 | 217 | 93.09% |
2019-01-31 | 15 | 199 | 214 | 92.99% |
2018-12-31 | 17 | 191 | 208 | 91.83% |
2018-11-30 | 16 | 188 | 204 | 92.16% |
2018-10-31 | 16 | 190 | 206 | 92.23% |
2018-09-30 | 17 | 193 | 210 | 91.90% |
2018-08-31 | 17 | 183 | 200 | 91.50% |
2018-07-31 | 17 | 183 | 200 | 91.50% |
2018-06-30 | 20 | 187 | 207 | 90.34% |
2018-05-31 | 20 | 199 | 219 | 90.87% |
2018-04-30 | 22 | 221 | 243 | 90.95% |
2018-03-31 | 21 | 228 | 249 | 91.57% |
2018-02-28 | 21 | 231 | 252 | 91.67% |
2018-01-31 | 22 | 242 | 264 | 91.67% |
2017-12-31 | 21 | 236 | 257 | 91.83% |
2017-11-30 | 19 | 241 | 260 | 92.69% |
2017-10-31 | 18 | 238 | 256 | 92.97% |
2017-09-30 | 18 | 231 | 249 | 92.77% |
2017-08-31 | 19 | 218 | 237 | 91.98% |
2017-07-31 | 22 | 216 | 238 | 90.76% |
2017-06-30 | 21 | 218 | 239 | 91.21% |
2017-05-31 | 21 | 222 | 243 | 91.36% |
2017-04-30 | 20 | 220 | 240 | 91.67% |
2017-03-31 | 21 | 224 | 245 | 91.43% |
2017-02-28 | 21 | 231 | 252 | 91.67% |
2017-01-31 | 24 | 234 | 258 | 90.70% |
2016-12-31 | 23 | 230 | 253 | 90.91% |
2016-11-30 | 24 | 234 | 258 | 90.70% |
2016-10-31 | 25 | 232 | 257 | 90.27% |
2016-09-30 | 25 | 229 | 254 | 90.16% |
2016-08-31 | 25 | 222 | 247 | 89.88% |
2016-07-31 | 26 | 222 | 248 | 89.52% |
2016-06-30 | 27 | 223 | 250 | 89.20% |
2016-05-31 | 27 | 223 | 250 | 89.20% |
2016-04-30 | 27 | 221 | 248 | 89.11% |
2016-03-31 | 26 | 224 | 250 | 89.60% |
2016-02-29 | 27 | 226 | 253 | 89.33% |
2016-01-31 | 28 | 227 | 255 | 89.02% |
2015-12-31 | 28 | 226 | 254 | 88.98% |
2015-11-30 | 27 | 230 | 257 | 89.49% |
2015-10-31 | 27 | 230 | 257 | 89.49% |
2015-09-30 | 26 | 220 | 246 | 89.43% |
2015-08-31 | 27 | 219 | 246 | 89.02% |
2015-07-31 | 27 | 220 | 247 | 89.07% |
2015-06-30 | 27 | 223 | 250 | 89.20% |
2015-05-31 | 28 | 232 | 260 | 89.23% |
2015-04-30 | 28 | 236 | 264 | 89.39% |
2015-03-31 | 28 | 236 | 264 | 89.39% |
2015-02-28 | 29 | 234 | 263 | 88.97% |
2015-01-31 | 28 | 236 | 264 | 89.39% |
2014-12-31 | 27 | 237 | 264 | 89.77% |
2014-11-30 | 27 | 234 | 261 | 89.66% |
2014-10-31 | 28 | 231 | 259 | 89.19% |
2014-09-30 | 28 | 220 | 248 | 88.71% |
2014-08-31 | 27 | 222 | 249 | 89.16% |
2014-07-31 | 28 | 226 | 254 | 88.98% |
2014-06-30 | 28 | 220 | 248 | 88.71% |
2014-05-31 | 29 | 220 | 249 | 88.35% |
2014-04-30 | 29 | 222 | 251 | 88.45% |
2014-03-31 | 26 | 236 | 262 | 90.08% |
2014-02-28 | 25 | 248 | 273 | 90.84% |
2014-01-31 | 25 | 242 | 267 | 90.64% |
2013-12-31 | 24 | 242 | 266 | 90.98% |
2013-11-30 | 22 | 241 | 263 | 91.63% |
2013-10-31 | 21 | 242 | 263 | 92.02% |
2013-09-30 | 21 | 239 | 260 | 91.92% |
2013-08-31 | 22 | 239 | 261 | 91.57% |
2013-07-31 | 22 | 242 | 264 | 91.67% |
2013-06-30 | 21 | 241 | 262 | 91.98% |
2013-05-31 | 21 | 247 | 268 | 92.16% |
2013-04-30 | 21 | 245 | 266 | 92.11% |
2013-03-31 | 21 | 249 | 270 | 92.22% |
2013-02-28 | 21 | 254 | 275 | 92.36% |
2013-01-31 | 21 | 255 | 276 | 92.39% |
2012-12-31 | 21 | 262 | 283 | 92.58% |
2012-11-30 | 21 | 265 | 286 | 92.66% |
2012-10-31 | 21 | 267 | 288 | 92.71% |
2012-09-30 | 22 | 265 | 287 | 92.33% |
2012-08-31 | 21 | 296 | 317 | 93.38% |
2012-07-31 | 19 | 295 | 314 | 93.95% |
2012-06-30 | 17 | 291 | 308 | 94.48% |
2012-05-31 | 18 | 293 | 311 | 94.21% |
2012-04-30 | 17 | 286 | 303 | 94.39% |
2012-03-31 | 17 | 278 | 295 | 94.24% |
2012-02-29 | 10 | 178 | 188 | 94.68% |
2012-01-31 | 7 | 178 | 185 | 96.22% |
2011-12-31 | 8 | 184 | 192 | 95.83% |
2011-11-30 | 7 | 183 | 190 | 96.32% |
2011-10-31 | 7 | 188 | 195 | 96.41% |
2011-09-30 | 8 | 183 | 191 | 95.81% |
2011-08-31 | 9 | 182 | 191 | 95.29% |
2011-07-31 | 10 | 179 | 189 | 94.71% |
2011-06-30 | 10 | 182 | 192 | 94.79% |
2011-05-31 | 9 | 195 | 204 | 95.59% |
2011-04-30 | 9 | 201 | 210 | 95.71% |
2011-03-31 | 9 | 202 | 211 | 95.73% |
2011-02-28 | 10 | 188 | 198 | 94.95% |
2011-01-31 | 11 | 185 | 196 | 94.39% |
2010-12-31 | 10 | 181 | 191 | 94.76% |
2010-11-30 | 10 | 181 | 191 | 94.76% |
2010-10-31 | 10 | 190 | 200 | 95.00% |
2010-09-30 | 9 | 187 | 196 | 95.41% |
2010-08-31 | 9 | 183 | 192 | 95.31% |
2010-07-31 | 9 | 178 | 187 | 95.19% |
2010-06-30 | 9 | 179 | 188 | 95.21% |
2010-05-31 | 8 | 175 | 183 | 95.63% |
2010-04-30 | 8 | 180 | 188 | 95.74% |
2010-03-31 | 6 | 180 | 186 | 96.77% |
2010-02-28 | 6 | 186 | 192 | 96.88% |
2010-01-31 | 7 | 189 | 196 | 96.43% |
2009-12-31 | 7 | 181 | 188 | 96.28% |
2009-11-30 | 8 | 181 | 189 | 95.77% |
2009-10-31 | 8 | 179 | 187 | 95.72% |
2009-09-30 | 7 | 177 | 184 | 96.20% |
2009-08-31 | 7 | 176 | 183 | 96.17% |
2009-07-31 | 4 | 173 | 177 | 97.74% |
2009-06-30 | 4 | 175 | 179 | 97.77% |
2009-05-31 | 5 | 180 | 185 | 97.30% |
2009-04-30 | 5 | 184 | 189 | 97.35% |
2009-03-31 | 6 | 203 | 209 | 97.13% |
2009-02-28 | 5 | 196 | 201 | 97.51% |
2009-01-31 | 6 | 192 | 198 | 96.97% |
2008-12-31 | 6 | 184 | 190 | 96.84% |
2008-11-30 | 6 | 221 | 227 | 97.36% |
2008-10-31 | 5 | 223 | 228 | 97.81% |
2008-09-30 | 5 | 223 | 228 | 97.81% |
2008-08-31 | 5 | 227 | 232 | 97.84% |
2008-07-31 | 5 | 234 | 239 | 97.91% |
2008-06-30 | 5 | 230 | 235 | 97.87% |
2008-05-31 | 5 | 235 | 240 | 97.92% |
2008-04-30 | 5 | 229 | 234 | 97.86% |
2008-03-31 | 5 | 232 | 237 | 97.89% |
2008-02-29 | 5 | 225 | 230 | 97.83% |
2008-01-31 | 5 | 223 | 228 | 97.81% |
2007-12-31 | 5 | 216 | 221 | 97.74% |
2007-11-30 | 5 | 219 | 224 | 97.77% |
2007-10-31 | 5 | 212 | 217 | 97.70% |
2007-09-30 | 6 | 199 | 205 | 97.07% |
2007-08-31 | 5 | 193 | 198 | 97.47% |
2007-07-31 | 5 | 184 | 189 | 97.35% |
2007-06-30 | 5 | 180 | 185 | 97.30% |
2007-05-31 | 5 | 169 | 174 | 97.13% |
2007-04-30 | 5 | 165 | 170 | 97.06% |
2007-03-31 | 4 | 161 | 165 | 97.58% |
2007-02-28 | 4 | 154 | 158 | 97.47% |
2007-01-31 | 4 | 149 | 153 | 97.39% |
2006-12-31 | 4 | 144 | 148 | 97.30% |
2006-11-30 | 5 | 146 | 151 | 96.69% |
2006-10-31 | 5 | 141 | 146 | 96.58% |
2006-09-30 | 5 | 136 | 141 | 96.45% |
2006-08-31 | 5 | 137 | 142 | 96.48% |
2006-07-31 | 5 | 134 | 139 | 96.40% |
2006-06-30 | 5 | 131 | 136 | 96.32% |
2006-05-31 | 6 | 131 | 137 | 95.62% |
2006-04-30 | 6 | 132 | 138 | 95.65% |
2006-03-31 | 6 | 135 | 141 | 95.74% |
2006-02-28 | 5 | 135 | 140 | 96.43% |
2006-01-31 | 5 | 136 | 141 | 96.45% |
2005-12-31 | 6 | 135 | 141 | 95.74% |
2005-11-30 | 6 | 136 | 142 | 95.77% |
2005-10-31 | 5 | 134 | 139 | 96.40% |
2005-09-30 | 5 | 136 | 141 | 96.45% |
2005-08-31 | 5 | 136 | 141 | 96.45% |
2005-07-31 | 7 | 137 | 144 | 95.14% |
2005-06-30 | 8 | 136 | 144 | 94.44% |
2005-05-31 | 8 | 134 | 142 | 94.37% |
2005-04-30 | 8 | 143 | 151 | 94.70% |
2005-03-31 | 8 | 144 | 152 | 94.74% |
2005-02-28 | 8 | 144 | 152 | 94.74% |
2005-01-31 | 8 | 138 | 146 | 94.52% |
2004-12-31 | 8 | 136 | 144 | 94.44% |
2004-11-30 | 8 | 135 | 143 | 94.41% |
2004-10-31 | 8 | 134 | 142 | 94.37% |
2004-09-30 | 8 | 128 | 136 | 94.12% |
2004-08-31 | 8 | 129 | 137 | 94.16% |
2004-07-31 | 8 | 125 | 133 | 93.98% |
2004-06-30 | 8 | 120 | 128 | 93.75% |
2004-05-31 | 8 | 117 | 125 | 93.60% |
2004-04-30 | 9 | 118 | 127 | 92.91% |
2004-03-31 | 10 | 119 | 129 | 92.25% |
2004-02-29 | 10 | 115 | 125 | 92.00% |
2004-01-31 | 10 | 105 | 115 | 91.30% |
2003-12-31 | 8 | 106 | 114 | 92.98% |
2003-11-30 | 8 | 97 | 105 | 92.38% |
2003-10-31 | 8 | 94 | 102 | 92.16% |
2003-09-30 | 8 | 94 | 102 | 92.16% |
2003-08-31 | 8 | 92 | 100 | 92.00% |
2003-07-31 | 8 | 88 | 96 | 91.67% |
2003-06-30 | 8 | 87 | 95 | 91.58% |
2003-05-31 | 10 | 87 | 97 | 89.69% |
2003-04-30 | 10 | 82 | 92 | 89.13% |
2003-03-31 | 10 | 81 | 91 | 89.01% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy