Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-24 | 5 | 10 | 15 | 66.67% |
| 2023-12-31 | 5 | 19 | 24 | 79.17% |
| 2022-12-31 | 9 | 60 | 69 | 86.96% |
| 2021-12-31 | 10 | 75 | 85 | 88.24% |
| 2020-12-31 | 10 | 79 | 89 | 88.76% |
| 2019-12-31 | 8 | 83 | 91 | 91.21% |
| 2018-12-31 | 10 | 69 | 79 | 87.34% |
| 2017-12-31 | 10 | 87 | 97 | 89.69% |
| 2016-12-31 | 11 | 104 | 115 | 90.43% |
| 2015-12-31 | 9 | 126 | 135 | 93.33% |
| 2014-12-31 | 10 | 101 | 111 | 90.99% |
| 2013-12-31 | 8 | 88 | 96 | 91.67% |
| 2012-12-31 | 11 | 81 | 92 | 88.04% |
| 2011-12-31 | 9 | 84 | 93 | 90.32% |
| 2010-12-31 | 8 | 75 | 83 | 90.36% |
| 2009-12-31 | 9 | 71 | 80 | 88.75% |
| 2008-12-31 | 9 | 79 | 88 | 89.77% |
| 2007-12-31 | 8 | 82 | 90 | 91.11% |
| 2006-12-31 | 7 | 62 | 69 | 89.86% |
| 2005-12-31 | 7 | 84 | 91 | 92.31% |
| 2004-12-31 | 5 | 77 | 82 | 93.90% |
| 2003-12-31 | 5 | 92 | 97 | 94.85% |
| 2003-03-31 | 4 | 127 | 131 | 96.95% |
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