CVP Securities Limited 星火證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-28 1 0 1 0.00%
2024-03-31 1 0 1 0.00%
2024-02-29 1 0 1 0.00%
2024-01-31 2 0 2 0.00%
2023-12-31 2 0 2 0.00%
2023-11-30 2 0 2 0.00%
2023-10-31 2 0 2 0.00%
2023-09-30 2 1 3 33.33%
2023-08-31 2 1 3 33.33%
2023-07-31 2 1 3 33.33%
2023-06-30 2 1 3 33.33%
2023-05-31 2 1 3 33.33%
2023-04-30 2 2 4 50.00%
2023-03-31 2 2 4 50.00%
2023-02-28 2 2 4 50.00%
2023-01-31 2 2 4 50.00%
2022-12-31 2 3 5 60.00%
2022-11-30 3 3 6 50.00%
2022-10-31 1 4 5 80.00%
2022-09-30 1 4 5 80.00%
2022-08-31 4 4 8 50.00%
2022-07-31 4 4 8 50.00%
2022-06-30 4 4 8 50.00%
2022-05-31 4 5 9 55.56%
2022-04-30 5 5 10 50.00%
2022-03-31 5 5 10 50.00%
2022-02-28 5 5 10 50.00%
2022-01-31 5 5 10 50.00%
2021-12-31 5 5 10 50.00%
2021-11-30 4 6 10 60.00%
2021-10-31 5 5 10 50.00%
2021-09-30 6 5 11 45.45%
2021-08-31 5 6 11 54.55%
2021-07-31 5 6 11 54.55%
2021-06-30 5 7 12 58.33%
2021-05-31 5 6 11 54.55%
2021-04-30 5 6 11 54.55%
2021-03-31 5 6 11 54.55%
2021-02-28 5 6 11 54.55%
2021-01-31 5 6 11 54.55%
2020-12-31 5 6 11 54.55%
2020-11-30 5 6 11 54.55%
2020-10-31 6 7 13 53.85%
2020-09-30 5 8 13 61.54%
2020-08-31 5 8 13 61.54%
2020-07-31 5 7 12 58.33%
2020-06-30 4 8 12 66.67%
2020-05-31 4 8 12 66.67%
2020-04-30 3 8 11 72.73%
2020-03-31 3 8 11 72.73%
2020-02-29 3 8 11 72.73%
2020-01-31 3 8 11 72.73%
2019-12-31 3 8 11 72.73%
2019-11-30 3 8 11 72.73%
2019-10-31 3 8 11 72.73%
2019-09-30 3 8 11 72.73%
2019-08-31 3 8 11 72.73%
2019-07-31 4 8 12 66.67%
2019-06-30 4 8 12 66.67%
2019-05-31 3 7 10 70.00%
2019-04-30 3 4 7 57.14%
2019-03-31 3 5 8 62.50%
2019-02-28 3 5 8 62.50%
2019-01-31 3 5 8 62.50%
2018-12-31 3 5 8 62.50%
2018-11-30 3 5 8 62.50%
2018-10-31 3 6 9 66.67%
2018-09-30 3 6 9 66.67%
2018-08-31 2 7 9 77.78%
2018-07-31 2 6 8 75.00%
2018-06-30 2 6 8 75.00%
2018-05-31 2 6 8 75.00%
2018-04-30 2 6 8 75.00%
2018-03-31 2 6 8 75.00%
2018-02-28 2 7 9 77.78%
2018-01-31 2 5 7 71.43%
2017-12-31 2 5 7 71.43%
2017-11-30 2 5 7 71.43%
2017-10-31 2 6 8 75.00%
2017-09-30 2 6 8 75.00%
2017-08-31 3 6 9 66.67%
2017-07-31 3 6 9 66.67%
2017-06-30 4 5 9 55.56%
2017-05-31 4 5 9 55.56%
2017-04-30 6 4 10 40.00%
2017-03-31 6 3 9 33.33%
2017-02-28 6 5 11 45.45%
2017-01-31 5 6 11 54.55%
2016-12-31 5 6 11 54.55%
2016-11-30 5 5 10 50.00%
2016-10-31 5 5 10 50.00%
2016-09-30 6 5 11 45.45%
2016-08-31 6 7 13 53.85%
2016-07-31 6 7 13 53.85%
2016-06-30 6 8 14 57.14%
2016-05-31 6 22 28 78.57%
2016-04-30 5 23 28 82.14%
2016-03-31 5 25 30 83.33%
2016-02-29 4 25 29 86.21%
2016-01-31 5 25 30 83.33%
2015-12-31 3 27 30 90.00%
2015-11-30 3 25 28 89.29%
2015-10-31 3 30 33 90.91%
2015-09-30 2 30 32 93.75%
2015-08-31 1 30 31 96.77%
2015-07-31 1 30 31 96.77%
2015-06-30 1 30 31 96.77%
2015-05-31 2 32 34 94.12%
2015-04-30 2 32 34 94.12%
2015-03-31 2 32 34 94.12%
2015-02-28 2 32 34 94.12%
2015-01-31 2 32 34 94.12%
2014-12-31 2 30 32 93.75%
2014-11-30 2 30 32 93.75%
2014-10-31 2 30 32 93.75%
2014-09-30 2 31 33 93.94%
2014-08-31 2 32 34 94.12%
2014-07-31 2 35 37 94.59%
2014-06-30 2 35 37 94.59%
2014-05-31 2 35 37 94.59%
2014-04-30 2 35 37 94.59%
2014-03-31 2 33 35 94.29%
2014-02-28 2 33 35 94.29%
2014-01-31 2 33 35 94.29%
2013-12-31 2 33 35 94.29%
2013-11-30 2 29 31 93.55%
2013-10-31 2 27 29 93.10%
2013-09-30 2 27 29 93.10%
2013-08-31 2 27 29 93.10%
2013-07-31 2 27 29 93.10%
2013-06-30 2 28 30 93.33%
2013-05-31 2 34 36 94.44%
2013-04-30 2 34 36 94.44%
2013-03-31 2 34 36 94.44%
2013-02-28 2 39 41 95.12%
2013-01-31 2 40 42 95.24%
2012-12-31 2 41 43 95.35%
2012-11-30 2 41 43 95.35%
2012-10-31 2 42 44 95.45%
2012-09-30 2 42 44 95.45%
2012-08-31 2 46 48 95.83%
2012-07-31 2 47 49 95.92%
2012-06-30 2 48 50 96.00%
2012-05-31 2 48 50 96.00%
2012-04-30 2 48 50 96.00%
2012-03-31 2 47 49 95.92%
2012-02-29 2 48 50 96.00%
2012-01-31 2 48 50 96.00%
2011-12-31 2 48 50 96.00%
2011-11-30 2 48 50 96.00%
2011-10-31 2 47 49 95.92%
2011-09-30 2 46 48 95.83%
2011-08-31 2 47 49 95.92%
2011-07-31 2 47 49 95.92%
2011-06-30 2 46 48 95.83%
2011-05-31 2 47 49 95.92%
2011-04-30 2 46 48 95.83%
2011-03-31 2 47 49 95.92%
2011-02-28 2 47 49 95.92%
2011-01-31 2 47 49 95.92%
2010-12-31 2 47 49 95.92%
2010-11-30 2 47 49 95.92%
2010-10-31 2 46 48 95.83%
2010-09-30 2 47 49 95.92%
2010-08-31 2 47 49 95.92%
2010-07-31 2 47 49 95.92%
2010-06-30 2 46 48 95.83%
2010-05-31 2 46 48 95.83%
2010-04-30 2 41 43 95.35%
2010-03-31 2 35 37 94.59%
2010-02-28 2 32 34 94.12%
2010-01-31 2 32 34 94.12%
2009-12-31 2 32 34 94.12%
2009-11-30 2 32 34 94.12%
2009-10-31 2 32 34 94.12%
2009-09-30 2 31 33 93.94%
2009-08-31 2 31 33 93.94%
2009-07-31 2 31 33 93.94%
2009-06-30 2 31 33 93.94%
2009-05-31 2 31 33 93.94%
2009-04-30 2 32 34 94.12%
2009-03-31 2 32 34 94.12%
2009-02-28 2 32 34 94.12%
2009-01-31 2 31 33 93.94%
2008-12-31 2 32 34 94.12%
2008-11-30 2 33 35 94.29%
2008-10-31 2 32 34 94.12%
2008-09-30 2 32 34 94.12%
2008-08-31 2 34 36 94.44%
2008-07-31 2 35 37 94.59%
2008-06-30 2 37 39 94.87%
2008-05-31 2 38 40 95.00%
2008-04-30 2 37 39 94.87%
2008-03-31 2 37 39 94.87%
2008-02-29 2 38 40 95.00%
2008-01-31 2 37 39 94.87%
2007-12-31 2 40 42 95.24%
2007-11-30 4 36 40 90.00%
2007-10-31 4 36 40 90.00%
2007-09-30 4 36 40 90.00%
2007-08-31 5 38 43 88.37%
2007-07-31 5 38 43 88.37%
2007-06-30 5 38 43 88.37%
2007-05-31 5 36 41 87.80%
2007-04-30 5 37 42 88.10%
2007-03-31 5 38 43 88.37%
2007-02-28 4 38 42 90.48%
2007-01-31 4 38 42 90.48%
2006-12-31 4 38 42 90.48%
2006-11-30 4 38 42 90.48%
2006-10-31 4 40 44 90.91%
2006-09-30 4 40 44 90.91%
2006-08-31 4 40 44 90.91%
2006-07-31 2 42 44 95.45%
2006-06-30 4 44 48 91.67%
2006-05-31 4 45 49 91.84%
2006-04-30 3 44 47 93.62%
2006-03-31 3 32 35 91.43%
2006-02-28 3 30 33 90.91%
2006-01-31 3 30 33 90.91%
2005-12-31 3 29 32 90.63%
2005-11-30 3 30 33 90.91%
2005-10-31 3 30 33 90.91%
2005-09-30 3 29 32 90.63%
2005-08-31 3 28 31 90.32%
2005-07-31 3 26 29 89.66%
2005-06-30 3 25 28 89.29%
2005-05-31 3 26 29 89.66%
2005-04-30 3 27 30 90.00%
2005-03-31 3 24 27 88.89%
2005-02-28 3 25 28 89.29%
2005-01-31 3 27 30 90.00%
2004-12-31 3 27 30 90.00%
2004-11-30 3 26 29 89.66%
2004-10-31 3 22 25 88.00%
2004-09-30 3 20 23 86.96%
2004-08-31 3 13 16 81.25%
2004-07-31 2 6 8 75.00%
2004-06-30 0 0 0 0.00%

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