HSBC BROKING FOREX (ASIA) LIMITED 滙豐金融外匯(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-27 | 5 | 73 | 78 | 93.59% |
| 2023-12-31 | 5 | 73 | 78 | 93.59% |
| 2022-12-31 | 4 | 76 | 80 | 95.00% |
| 2021-12-31 | 5 | 69 | 74 | 93.24% |
| 2020-12-31 | 6 | 80 | 86 | 93.02% |
| 2019-12-31 | 7 | 83 | 90 | 92.22% |
| 2018-12-31 | 5 | 85 | 90 | 94.44% |
| 2017-12-31 | 5 | 86 | 91 | 94.51% |
| 2016-12-31 | 4 | 89 | 93 | 95.70% |
| 2015-12-31 | 4 | 96 | 100 | 96.00% |
| 2014-12-31 | 5 | 86 | 91 | 94.51% |
| 2013-12-31 | 2 | 66 | 68 | 97.06% |
| 2012-12-31 | 6 | 128 | 134 | 95.52% |
| 2011-12-31 | 6 | 147 | 153 | 96.08% |
| 2010-12-31 | 8 | 151 | 159 | 94.97% |
| 2009-12-31 | 3 | 144 | 147 | 97.96% |
| 2008-12-31 | 3 | 143 | 146 | 97.95% |
| 2007-12-31 | 3 | 124 | 127 | 97.64% |
| 2006-12-31 | 3 | 109 | 112 | 97.32% |
| 2005-12-31 | 3 | 108 | 111 | 97.30% |
| 2004-12-31 | 3 | 102 | 105 | 97.14% |
| 2003-12-31 | 3 | 90 | 93 | 96.77% |
| 2003-03-31 | 2 | 85 | 87 | 97.70% |
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