HSBC BROKING FUTURES (ASIA) LIMITED 滙豐金融期貨(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-30 | 4 | 78 | 82 | 95.12% |
| 2023-12-31 | 4 | 78 | 82 | 95.12% |
| 2022-12-31 | 4 | 79 | 83 | 95.18% |
| 2021-12-31 | 4 | 75 | 79 | 94.94% |
| 2020-12-31 | 5 | 85 | 90 | 94.44% |
| 2019-12-31 | 6 | 89 | 95 | 93.68% |
| 2018-12-31 | 6 | 90 | 96 | 93.75% |
| 2017-12-31 | 5 | 93 | 98 | 94.90% |
| 2016-12-31 | 4 | 98 | 102 | 96.08% |
| 2015-12-31 | 4 | 108 | 112 | 96.43% |
| 2014-12-31 | 5 | 108 | 113 | 95.58% |
| 2013-12-31 | 2 | 84 | 86 | 97.67% |
| 2012-12-31 | 5 | 149 | 154 | 96.75% |
| 2011-12-31 | 5 | 171 | 176 | 97.16% |
| 2010-12-31 | 7 | 171 | 178 | 96.07% |
| 2009-12-31 | 3 | 168 | 171 | 98.25% |
| 2008-12-31 | 3 | 162 | 165 | 98.18% |
| 2007-12-31 | 3 | 151 | 154 | 98.05% |
| 2006-12-31 | 3 | 132 | 135 | 97.78% |
| 2005-12-31 | 3 | 127 | 130 | 97.69% |
| 2004-12-31 | 3 | 120 | 123 | 97.56% |
| 2003-12-31 | 3 | 108 | 111 | 97.30% |
| 2003-03-31 | 3 | 103 | 106 | 97.17% |
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