HSBC BROKING FUTURES (HONG KONG) LIMITED 滙豐金融期貨(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-28 | 4 | 17 | 21 | 80.95% |
| 2023-12-31 | 3 | 17 | 20 | 85.00% |
| 2022-12-31 | 3 | 20 | 23 | 86.96% |
| 2021-12-31 | 5 | 16 | 21 | 76.19% |
| 2020-12-31 | 6 | 17 | 23 | 73.91% |
| 2019-12-31 | 6 | 17 | 23 | 73.91% |
| 2018-12-31 | 6 | 17 | 23 | 73.91% |
| 2017-12-31 | 6 | 15 | 21 | 71.43% |
| 2016-12-31 | 3 | 24 | 27 | 88.89% |
| 2015-12-31 | 2 | 24 | 26 | 92.31% |
| 2014-12-31 | 2 | 27 | 29 | 93.10% |
| 2013-12-31 | 3 | 26 | 29 | 89.66% |
| 2012-12-31 | 5 | 71 | 76 | 93.42% |
| 2011-12-31 | 5 | 71 | 76 | 93.42% |
| 2010-12-31 | 7 | 78 | 85 | 91.76% |
| 2009-12-31 | 3 | 75 | 78 | 96.15% |
| 2008-12-31 | 3 | 75 | 78 | 96.15% |
| 2007-12-31 | 3 | 70 | 73 | 95.89% |
| 2006-12-31 | 3 | 61 | 64 | 95.31% |
| 2005-12-31 | 3 | 63 | 66 | 95.45% |
| 2004-12-31 | 3 | 63 | 66 | 95.45% |
| 2003-12-31 | 3 | 51 | 54 | 94.44% |
| 2003-03-31 | 4 | 50 | 54 | 92.59% |
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