HSBC Corporate Finance (Hong Kong) Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-12-23 | 13 | 143 | 156 | 91.67% |
| 2023-12-31 | 12 | 150 | 162 | 92.59% |
| 2022-12-31 | 13 | 147 | 160 | 91.88% |
| 2021-12-31 | 9 | 129 | 138 | 93.48% |
| 2020-12-31 | 9 | 132 | 141 | 93.62% |
| 2019-12-31 | 10 | 138 | 148 | 93.24% |
| 2018-12-31 | 11 | 134 | 145 | 92.41% |
| 2017-12-31 | 7 | 124 | 131 | 94.66% |
| 2016-12-31 | 8 | 111 | 119 | 93.28% |
| 2015-12-31 | 10 | 116 | 126 | 92.06% |
| 2014-12-31 | 9 | 146 | 155 | 94.19% |
| 2013-12-31 | 9 | 143 | 152 | 94.08% |
| 2012-12-31 | 7 | 129 | 136 | 94.85% |
| 2011-12-31 | 3 | 0 | 3 | 0.00% |
| 2010-12-31 | 3 | 0 | 3 | 0.00% |
| 2009-12-31 | 3 | 0 | 3 | 0.00% |
| 2008-12-31 | 2 | 0 | 2 | 0.00% |
| 2007-12-31 | 3 | 0 | 3 | 0.00% |
| 2006-12-31 | 2 | 0 | 2 | 0.00% |
| 2005-12-31 | 3 | 0 | 3 | 0.00% |
| 2004-12-31 | 3 | 0 | 3 | 0.00% |
| 2003-12-31 | 2 | 0 | 2 | 0.00% |
| 2003-03-31 | 1 | 1 | 2 | 50.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy