KGI SECURITIES (HONG KONG) LIMITED 凱基證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-21 | 0 | 0 | 0 | 0.00% |
2023-12-31 | 0 | 0 | 0 | 0.00% |
2022-12-31 | 0 | 0 | 0 | 0.00% |
2021-12-31 | 0 | 0 | 0 | 0.00% |
2020-12-31 | 0 | 0 | 0 | 0.00% |
2019-12-31 | 0 | 0 | 0 | 0.00% |
2018-12-31 | 0 | 0 | 0 | 0.00% |
2017-12-31 | 0 | 0 | 0 | 0.00% |
2016-12-31 | 11 | 33 | 44 | 75.00% |
2015-12-31 | 9 | 35 | 44 | 79.55% |
2014-12-31 | 11 | 36 | 47 | 76.60% |
2013-12-31 | 11 | 38 | 49 | 77.55% |
2012-12-31 | 10 | 32 | 42 | 76.19% |
2011-12-31 | 11 | 33 | 44 | 75.00% |
2010-12-31 | 10 | 35 | 45 | 77.78% |
2009-12-31 | 11 | 46 | 57 | 80.70% |
2008-12-31 | 12 | 47 | 59 | 79.66% |
2007-12-31 | 8 | 35 | 43 | 81.40% |
2006-12-31 | 10 | 27 | 37 | 72.97% |
2005-12-31 | 7 | 24 | 31 | 77.42% |
2004-12-31 | 6 | 20 | 26 | 76.92% |
2003-12-31 | 4 | 22 | 26 | 84.62% |
2003-03-31 | 3 | 25 | 28 | 89.29% |
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