Morgan Stanley Hong Kong Securities Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-19 | 15 | 353 | 368 | 95.92% |
| 2023-12-31 | 13 | 351 | 364 | 96.43% |
| 2022-12-31 | 17 | 353 | 370 | 95.41% |
| 2021-12-31 | 15 | 377 | 392 | 96.17% |
| 2020-12-31 | 17 | 368 | 385 | 95.58% |
| 2019-12-31 | 12 | 354 | 366 | 96.72% |
| 2018-12-31 | 13 | 349 | 362 | 96.41% |
| 2017-12-31 | 14 | 336 | 350 | 96.00% |
| 2016-12-31 | 15 | 334 | 349 | 95.70% |
| 2015-12-31 | 16 | 351 | 367 | 95.64% |
| 2014-12-31 | 15 | 342 | 357 | 95.80% |
| 2013-12-31 | 15 | 328 | 343 | 95.63% |
| 2012-12-31 | 15 | 347 | 362 | 95.86% |
| 2011-12-31 | 12 | 598 | 610 | 98.03% |
| 2010-12-31 | 13 | 535 | 548 | 97.63% |
| 2009-12-31 | 5 | 115 | 120 | 95.83% |
| 2008-12-31 | 6 | 104 | 110 | 94.55% |
| 2007-12-31 | 6 | 104 | 110 | 94.55% |
| 2006-12-31 | 4 | 67 | 71 | 94.37% |
| 2005-12-31 | 4 | 45 | 49 | 91.84% |
| 2004-12-31 | 7 | 29 | 36 | 80.56% |
| 2003-12-31 | 4 | 18 | 22 | 81.82% |
| 2003-03-31 | 4 | 19 | 23 | 82.61% |
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