PRUDENTIAL BROKERAGE LIMITED 信誠證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-28 | 5 | 121 | 126 | 96.03% |
| 2023-12-31 | 5 | 122 | 127 | 96.06% |
| 2022-12-31 | 6 | 132 | 138 | 95.65% |
| 2021-12-31 | 6 | 136 | 142 | 95.77% |
| 2020-12-31 | 6 | 128 | 134 | 95.52% |
| 2019-12-31 | 6 | 120 | 126 | 95.24% |
| 2018-12-31 | 4 | 130 | 134 | 97.01% |
| 2017-12-31 | 5 | 136 | 141 | 96.45% |
| 2016-12-31 | 4 | 138 | 142 | 97.18% |
| 2015-12-31 | 3 | 146 | 149 | 97.99% |
| 2014-12-31 | 3 | 147 | 150 | 98.00% |
| 2013-12-31 | 3 | 157 | 160 | 98.13% |
| 2012-12-31 | 5 | 166 | 171 | 97.08% |
| 2011-12-31 | 3 | 171 | 174 | 98.28% |
| 2010-12-31 | 3 | 161 | 164 | 98.17% |
| 2009-12-31 | 3 | 150 | 153 | 98.04% |
| 2008-12-31 | 3 | 144 | 147 | 97.96% |
| 2007-12-31 | 3 | 118 | 121 | 97.52% |
| 2006-12-31 | 3 | 98 | 101 | 97.03% |
| 2005-12-31 | 3 | 92 | 95 | 96.84% |
| 2004-12-31 | 2 | 90 | 92 | 97.83% |
| 2003-12-31 | 2 | 85 | 87 | 97.70% |
| 2003-03-31 | 2 | 77 | 79 | 97.47% |
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