PRUDENTIAL BROKERAGE LIMITED 信誠證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-12 | 5 | 121 | 126 | 96.03% |
| 2024-04-30 | 5 | 121 | 126 | 96.03% |
| 2024-03-31 | 5 | 121 | 126 | 96.03% |
| 2024-02-29 | 5 | 120 | 125 | 96.00% |
| 2024-01-31 | 5 | 120 | 125 | 96.00% |
| 2023-12-31 | 5 | 122 | 127 | 96.06% |
| 2023-11-30 | 5 | 123 | 128 | 96.09% |
| 2023-10-31 | 5 | 123 | 128 | 96.09% |
| 2023-09-30 | 5 | 123 | 128 | 96.09% |
| 2023-08-31 | 5 | 124 | 129 | 96.12% |
| 2023-07-31 | 5 | 124 | 129 | 96.12% |
| 2023-06-30 | 5 | 126 | 131 | 96.18% |
| 2023-05-31 | 5 | 126 | 131 | 96.18% |
| 2023-04-30 | 5 | 129 | 134 | 96.27% |
| 2023-03-31 | 5 | 130 | 135 | 96.30% |
| 2023-02-28 | 6 | 130 | 136 | 95.59% |
| 2023-01-31 | 6 | 131 | 137 | 95.62% |
| 2022-12-31 | 6 | 132 | 138 | 95.65% |
| 2022-11-30 | 6 | 135 | 141 | 95.74% |
| 2022-10-31 | 6 | 135 | 141 | 95.74% |
| 2022-09-30 | 6 | 135 | 141 | 95.74% |
| 2022-08-31 | 6 | 135 | 141 | 95.74% |
| 2022-07-31 | 6 | 134 | 140 | 95.71% |
| 2022-06-30 | 6 | 135 | 141 | 95.74% |
| 2022-05-31 | 6 | 134 | 140 | 95.71% |
| 2022-04-30 | 6 | 135 | 141 | 95.74% |
| 2022-03-31 | 6 | 136 | 142 | 95.77% |
| 2022-02-28 | 6 | 137 | 143 | 95.80% |
| 2022-01-31 | 6 | 137 | 143 | 95.80% |
| 2021-12-31 | 6 | 136 | 142 | 95.77% |
| 2021-11-30 | 6 | 138 | 144 | 95.83% |
| 2021-10-31 | 6 | 135 | 141 | 95.74% |
| 2021-09-30 | 6 | 136 | 142 | 95.77% |
| 2021-08-31 | 6 | 135 | 141 | 95.74% |
| 2021-07-31 | 6 | 134 | 140 | 95.71% |
| 2021-06-30 | 6 | 135 | 141 | 95.74% |
| 2021-05-31 | 6 | 137 | 143 | 95.80% |
| 2021-04-30 | 6 | 137 | 143 | 95.80% |
| 2021-03-31 | 6 | 137 | 143 | 95.80% |
| 2021-02-28 | 6 | 133 | 139 | 95.68% |
| 2021-01-31 | 6 | 131 | 137 | 95.62% |
| 2020-12-31 | 6 | 128 | 134 | 95.52% |
| 2020-11-30 | 6 | 128 | 134 | 95.52% |
| 2020-10-31 | 6 | 128 | 134 | 95.52% |
| 2020-09-30 | 6 | 127 | 133 | 95.49% |
| 2020-08-31 | 6 | 127 | 133 | 95.49% |
| 2020-07-31 | 6 | 126 | 132 | 95.45% |
| 2020-06-30 | 6 | 125 | 131 | 95.42% |
| 2020-05-31 | 6 | 127 | 133 | 95.49% |
| 2020-04-30 | 6 | 128 | 134 | 95.52% |
| 2020-03-31 | 6 | 126 | 132 | 95.45% |
| 2020-02-29 | 6 | 123 | 129 | 95.35% |
| 2020-01-31 | 6 | 121 | 127 | 95.28% |
| 2019-12-31 | 6 | 120 | 126 | 95.24% |
| 2019-11-30 | 6 | 120 | 126 | 95.24% |
| 2019-10-31 | 6 | 121 | 127 | 95.28% |
| 2019-09-30 | 6 | 120 | 126 | 95.24% |
| 2019-08-31 | 6 | 121 | 127 | 95.28% |
| 2019-07-31 | 6 | 124 | 130 | 95.38% |
| 2019-06-30 | 4 | 127 | 131 | 96.95% |
| 2019-05-31 | 4 | 127 | 131 | 96.95% |
| 2019-04-30 | 4 | 128 | 132 | 96.97% |
| 2019-03-31 | 4 | 128 | 132 | 96.97% |
| 2019-02-28 | 4 | 130 | 134 | 97.01% |
| 2019-01-31 | 4 | 131 | 135 | 97.04% |
| 2018-12-31 | 4 | 130 | 134 | 97.01% |
| 2018-11-30 | 4 | 130 | 134 | 97.01% |
| 2018-10-31 | 4 | 134 | 138 | 97.10% |
| 2018-09-30 | 4 | 132 | 136 | 97.06% |
| 2018-08-31 | 4 | 132 | 136 | 97.06% |
| 2018-07-31 | 4 | 131 | 135 | 97.04% |
| 2018-06-30 | 4 | 132 | 136 | 97.06% |
| 2018-05-31 | 5 | 130 | 135 | 96.30% |
| 2018-04-30 | 5 | 132 | 137 | 96.35% |
| 2018-03-31 | 5 | 133 | 138 | 96.38% |
| 2018-02-28 | 5 | 135 | 140 | 96.43% |
| 2018-01-31 | 5 | 137 | 142 | 96.48% |
| 2017-12-31 | 5 | 136 | 141 | 96.45% |
| 2017-11-30 | 5 | 136 | 141 | 96.45% |
| 2017-10-31 | 4 | 137 | 141 | 97.16% |
| 2017-09-30 | 4 | 137 | 141 | 97.16% |
| 2017-08-31 | 4 | 137 | 141 | 97.16% |
| 2017-07-31 | 4 | 137 | 141 | 97.16% |
| 2017-06-30 | 4 | 138 | 142 | 97.18% |
| 2017-05-31 | 4 | 139 | 143 | 97.20% |
| 2017-04-30 | 4 | 139 | 143 | 97.20% |
| 2017-03-31 | 4 | 138 | 142 | 97.18% |
| 2017-02-28 | 4 | 138 | 142 | 97.18% |
| 2017-01-31 | 4 | 138 | 142 | 97.18% |
| 2016-12-31 | 4 | 138 | 142 | 97.18% |
| 2016-11-30 | 4 | 141 | 145 | 97.24% |
| 2016-10-31 | 4 | 141 | 145 | 97.24% |
| 2016-09-30 | 4 | 142 | 146 | 97.26% |
| 2016-08-31 | 4 | 143 | 147 | 97.28% |
| 2016-07-31 | 3 | 144 | 147 | 97.96% |
| 2016-06-30 | 3 | 143 | 146 | 97.95% |
| 2016-05-31 | 3 | 143 | 146 | 97.95% |
| 2016-04-30 | 3 | 143 | 146 | 97.95% |
| 2016-03-31 | 3 | 144 | 147 | 97.96% |
| 2016-02-29 | 3 | 144 | 147 | 97.96% |
| 2016-01-31 | 3 | 146 | 149 | 97.99% |
| 2015-12-31 | 3 | 146 | 149 | 97.99% |
| 2015-11-30 | 3 | 147 | 150 | 98.00% |
| 2015-10-31 | 3 | 146 | 149 | 97.99% |
| 2015-09-30 | 3 | 146 | 149 | 97.99% |
| 2015-08-31 | 3 | 144 | 147 | 97.96% |
| 2015-07-31 | 3 | 146 | 149 | 97.99% |
| 2015-06-30 | 3 | 147 | 150 | 98.00% |
| 2015-05-31 | 3 | 147 | 150 | 98.00% |
| 2015-04-30 | 3 | 147 | 150 | 98.00% |
| 2015-03-31 | 3 | 147 | 150 | 98.00% |
| 2015-02-28 | 3 | 147 | 150 | 98.00% |
| 2015-01-31 | 3 | 146 | 149 | 97.99% |
| 2014-12-31 | 3 | 147 | 150 | 98.00% |
| 2014-11-30 | 3 | 148 | 151 | 98.01% |
| 2014-10-31 | 3 | 148 | 151 | 98.01% |
| 2014-09-30 | 3 | 148 | 151 | 98.01% |
| 2014-08-31 | 3 | 149 | 152 | 98.03% |
| 2014-07-31 | 3 | 150 | 153 | 98.04% |
| 2014-06-30 | 3 | 150 | 153 | 98.04% |
| 2014-05-31 | 3 | 151 | 154 | 98.05% |
| 2014-04-30 | 3 | 151 | 154 | 98.05% |
| 2014-03-31 | 3 | 151 | 154 | 98.05% |
| 2014-02-28 | 3 | 155 | 158 | 98.10% |
| 2014-01-31 | 3 | 156 | 159 | 98.11% |
| 2013-12-31 | 3 | 157 | 160 | 98.13% |
| 2013-11-30 | 3 | 158 | 161 | 98.14% |
| 2013-10-31 | 3 | 160 | 163 | 98.16% |
| 2013-09-30 | 3 | 164 | 167 | 98.20% |
| 2013-08-31 | 3 | 163 | 166 | 98.19% |
| 2013-07-31 | 3 | 164 | 167 | 98.20% |
| 2013-06-30 | 3 | 165 | 168 | 98.21% |
| 2013-05-31 | 3 | 165 | 168 | 98.21% |
| 2013-04-30 | 3 | 166 | 169 | 98.22% |
| 2013-03-31 | 3 | 166 | 169 | 98.22% |
| 2013-02-28 | 5 | 166 | 171 | 97.08% |
| 2013-01-31 | 5 | 165 | 170 | 97.06% |
| 2012-12-31 | 5 | 166 | 171 | 97.08% |
| 2012-11-30 | 5 | 166 | 171 | 97.08% |
| 2012-10-31 | 5 | 166 | 171 | 97.08% |
| 2012-09-30 | 5 | 167 | 172 | 97.09% |
| 2012-08-31 | 4 | 168 | 172 | 97.67% |
| 2012-07-31 | 4 | 166 | 170 | 97.65% |
| 2012-06-30 | 4 | 167 | 171 | 97.66% |
| 2012-05-31 | 4 | 165 | 169 | 97.63% |
| 2012-04-30 | 4 | 161 | 165 | 97.58% |
| 2012-03-31 | 4 | 163 | 167 | 97.60% |
| 2012-02-29 | 4 | 165 | 169 | 97.63% |
| 2012-01-31 | 3 | 168 | 171 | 98.25% |
| 2011-12-31 | 3 | 171 | 174 | 98.28% |
| 2011-11-30 | 3 | 171 | 174 | 98.28% |
| 2011-10-31 | 3 | 169 | 172 | 98.26% |
| 2011-09-30 | 3 | 169 | 172 | 98.26% |
| 2011-08-31 | 3 | 167 | 170 | 98.24% |
| 2011-07-31 | 3 | 165 | 168 | 98.21% |
| 2011-06-30 | 3 | 165 | 168 | 98.21% |
| 2011-05-31 | 3 | 167 | 170 | 98.24% |
| 2011-04-30 | 3 | 166 | 169 | 98.22% |
| 2011-03-31 | 3 | 167 | 170 | 98.24% |
| 2011-02-28 | 3 | 165 | 168 | 98.21% |
| 2011-01-31 | 3 | 164 | 167 | 98.20% |
| 2010-12-31 | 3 | 161 | 164 | 98.17% |
| 2010-11-30 | 3 | 159 | 162 | 98.15% |
| 2010-10-31 | 3 | 159 | 162 | 98.15% |
| 2010-09-30 | 3 | 162 | 165 | 98.18% |
| 2010-08-31 | 3 | 160 | 163 | 98.16% |
| 2010-07-31 | 3 | 155 | 158 | 98.10% |
| 2010-06-30 | 3 | 159 | 162 | 98.15% |
| 2010-05-31 | 3 | 155 | 158 | 98.10% |
| 2010-04-30 | 3 | 156 | 159 | 98.11% |
| 2010-03-31 | 3 | 154 | 157 | 98.09% |
| 2010-02-28 | 3 | 154 | 157 | 98.09% |
| 2010-01-31 | 3 | 155 | 158 | 98.10% |
| 2009-12-31 | 3 | 150 | 153 | 98.04% |
| 2009-11-30 | 3 | 151 | 154 | 98.05% |
| 2009-10-31 | 3 | 152 | 155 | 98.06% |
| 2009-09-30 | 3 | 151 | 154 | 98.05% |
| 2009-08-31 | 3 | 151 | 154 | 98.05% |
| 2009-07-31 | 3 | 153 | 156 | 98.08% |
| 2009-06-30 | 3 | 154 | 157 | 98.09% |
| 2009-05-31 | 3 | 148 | 151 | 98.01% |
| 2009-04-30 | 3 | 146 | 149 | 97.99% |
| 2009-03-31 | 3 | 139 | 142 | 97.89% |
| 2009-02-28 | 3 | 140 | 143 | 97.90% |
| 2009-01-31 | 3 | 144 | 147 | 97.96% |
| 2008-12-31 | 3 | 144 | 147 | 97.96% |
| 2008-11-30 | 3 | 145 | 148 | 97.97% |
| 2008-10-31 | 3 | 146 | 149 | 97.99% |
| 2008-09-30 | 3 | 148 | 151 | 98.01% |
| 2008-08-31 | 3 | 145 | 148 | 97.97% |
| 2008-07-31 | 3 | 139 | 142 | 97.89% |
| 2008-06-30 | 3 | 135 | 138 | 97.83% |
| 2008-05-31 | 3 | 132 | 135 | 97.78% |
| 2008-04-30 | 3 | 130 | 133 | 97.74% |
| 2008-03-31 | 3 | 130 | 133 | 97.74% |
| 2008-02-29 | 3 | 129 | 132 | 97.73% |
| 2008-01-31 | 3 | 124 | 127 | 97.64% |
| 2007-12-31 | 3 | 118 | 121 | 97.52% |
| 2007-11-30 | 3 | 115 | 118 | 97.46% |
| 2007-10-31 | 3 | 114 | 117 | 97.44% |
| 2007-09-30 | 3 | 109 | 112 | 97.32% |
| 2007-08-31 | 3 | 109 | 112 | 97.32% |
| 2007-07-31 | 3 | 107 | 110 | 97.27% |
| 2007-06-30 | 3 | 105 | 108 | 97.22% |
| 2007-05-31 | 3 | 104 | 107 | 97.20% |
| 2007-04-30 | 3 | 103 | 106 | 97.17% |
| 2007-03-31 | 3 | 103 | 106 | 97.17% |
| 2007-02-28 | 3 | 102 | 105 | 97.14% |
| 2007-01-31 | 3 | 102 | 105 | 97.14% |
| 2006-12-31 | 3 | 98 | 101 | 97.03% |
| 2006-11-30 | 3 | 95 | 98 | 96.94% |
| 2006-10-31 | 3 | 94 | 97 | 96.91% |
| 2006-09-30 | 3 | 91 | 94 | 96.81% |
| 2006-08-31 | 3 | 95 | 98 | 96.94% |
| 2006-07-31 | 3 | 93 | 96 | 96.88% |
| 2006-06-30 | 3 | 94 | 97 | 96.91% |
| 2006-05-31 | 3 | 94 | 97 | 96.91% |
| 2006-04-30 | 3 | 94 | 97 | 96.91% |
| 2006-03-31 | 3 | 95 | 98 | 96.94% |
| 2006-02-28 | 3 | 95 | 98 | 96.94% |
| 2006-01-31 | 3 | 92 | 95 | 96.84% |
| 2005-12-31 | 3 | 92 | 95 | 96.84% |
| 2005-11-30 | 3 | 90 | 93 | 96.77% |
| 2005-10-31 | 3 | 89 | 92 | 96.74% |
| 2005-09-30 | 2 | 91 | 93 | 97.85% |
| 2005-08-31 | 2 | 92 | 94 | 97.87% |
| 2005-07-31 | 2 | 93 | 95 | 97.89% |
| 2005-06-30 | 2 | 95 | 97 | 97.94% |
| 2005-05-31 | 2 | 96 | 98 | 97.96% |
| 2005-04-30 | 2 | 93 | 95 | 97.89% |
| 2005-03-31 | 2 | 88 | 90 | 97.78% |
| 2005-02-28 | 2 | 91 | 93 | 97.85% |
| 2005-01-31 | 2 | 88 | 90 | 97.78% |
| 2004-12-31 | 2 | 90 | 92 | 97.83% |
| 2004-11-30 | 2 | 89 | 91 | 97.80% |
| 2004-10-31 | 2 | 89 | 91 | 97.80% |
| 2004-09-30 | 2 | 89 | 91 | 97.80% |
| 2004-08-31 | 2 | 90 | 92 | 97.83% |
| 2004-07-31 | 2 | 89 | 91 | 97.80% |
| 2004-06-30 | 2 | 90 | 92 | 97.83% |
| 2004-05-31 | 2 | 89 | 91 | 97.80% |
| 2004-04-30 | 2 | 87 | 89 | 97.75% |
| 2004-03-31 | 2 | 87 | 89 | 97.75% |
| 2004-02-29 | 2 | 88 | 90 | 97.78% |
| 2004-01-31 | 2 | 88 | 90 | 97.78% |
| 2003-12-31 | 2 | 85 | 87 | 97.70% |
| 2003-11-30 | 2 | 84 | 86 | 97.67% |
| 2003-10-31 | 2 | 83 | 85 | 97.65% |
| 2003-09-30 | 2 | 82 | 84 | 97.62% |
| 2003-08-31 | 2 | 78 | 80 | 97.50% |
| 2003-07-31 | 2 | 78 | 80 | 97.50% |
| 2003-06-30 | 2 | 76 | 78 | 97.44% |
| 2003-05-31 | 2 | 76 | 78 | 97.44% |
| 2003-04-30 | 2 | 76 | 78 | 97.44% |
| 2003-03-31 | 2 | 77 | 79 | 97.47% |
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