CHINA EVERBRIGHT SECURITIES (HK) LIMITED 中國光大證券(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-28 16 108 124 87.10%
2023-12-31 16 112 128 87.50%
2022-12-31 16 123 139 88.49%
2021-12-31 21 126 147 85.71%
2020-12-31 21 132 153 86.27%
2019-12-31 22 143 165 86.67%
2018-12-31 21 154 175 88.00%
2017-12-31 14 117 131 89.31%
2016-12-31 15 121 136 88.97%
2015-12-31 14 115 129 89.15%
2014-12-31 15 108 123 87.80%
2013-12-31 18 108 126 85.71%
2012-12-31 17 109 126 86.51%
2011-12-31 15 121 136 88.97%
2010-12-31 11 116 127 91.34%
2009-12-31 12 103 115 89.57%
2008-12-31 8 105 113 92.92%
2007-12-31 8 116 124 93.55%
2006-12-31 6 64 70 91.43%
2005-12-31 5 63 68 92.65%
2004-12-31 5 60 65 92.31%
2003-12-31 4 49 53 92.45%
2003-03-31 3 41 44 93.18%

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