CES Commodities (HK) Limited 光證期貨（香港）有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-01 | 10 | 252 | 262 | 96.18% |
| 2023-12-31 | 10 | 258 | 268 | 96.27% |
| 2022-12-31 | 10 | 288 | 298 | 96.64% |
| 2021-12-31 | 10 | 310 | 320 | 96.88% |
| 2020-12-31 | 10 | 316 | 326 | 96.93% |
| 2019-12-31 | 11 | 323 | 334 | 96.71% |
| 2018-12-31 | 9 | 321 | 330 | 97.27% |
| 2017-12-31 | 12 | 287 | 299 | 95.99% |
| 2016-12-31 | 4 | 267 | 271 | 98.52% |
| 2015-12-31 | 5 | 273 | 278 | 98.20% |
| 2014-12-31 | 6 | 288 | 294 | 97.96% |
| 2013-12-31 | 6 | 321 | 327 | 98.17% |
| 2012-12-31 | 5 | 316 | 321 | 98.44% |
| 2011-12-31 | 6 | 394 | 400 | 98.50% |
| 2010-12-31 | 4 | 390 | 394 | 98.98% |
| 2009-12-31 | 5 | 412 | 417 | 98.80% |
| 2008-12-31 | 8 | 401 | 409 | 98.04% |
| 2007-12-31 | 8 | 345 | 353 | 97.73% |
| 2006-12-31 | 8 | 318 | 326 | 97.55% |
| 2005-12-31 | 6 | 246 | 252 | 97.62% |
| 2004-12-31 | 3 | 241 | 244 | 98.77% |
| 2003-12-31 | 2 | 219 | 221 | 99.10% |
| 2003-03-31 | 2 | 226 | 228 | 99.12% |
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