BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-04 | 13 | 173 | 186 | 93.01% |
| 2023-12-31 | 14 | 177 | 191 | 92.67% |
| 2022-12-31 | 15 | 167 | 182 | 91.76% |
| 2021-12-31 | 14 | 182 | 196 | 92.86% |
| 2020-12-31 | 13 | 157 | 170 | 92.35% |
| 2019-12-31 | 16 | 152 | 168 | 90.48% |
| 2018-12-31 | 14 | 151 | 165 | 91.52% |
| 2017-12-31 | 15 | 131 | 146 | 89.73% |
| 2016-12-31 | 16 | 130 | 146 | 89.04% |
| 2015-12-31 | 19 | 268 | 287 | 93.38% |
| 2014-12-31 | 21 | 269 | 290 | 92.76% |
| 2013-12-31 | 22 | 358 | 380 | 94.21% |
| 2012-12-31 | 25 | 431 | 456 | 94.52% |
| 2011-12-31 | 26 | 430 | 456 | 94.30% |
| 2010-12-31 | 22 | 328 | 350 | 93.71% |
| 2009-12-31 | 14 | 230 | 244 | 94.26% |
| 2008-12-31 | 14 | 175 | 189 | 92.59% |
| 2007-12-31 | 11 | 165 | 176 | 93.75% |
| 2006-12-31 | 11 | 121 | 132 | 91.67% |
| 2005-12-31 | 16 | 95 | 111 | 85.59% |
| 2004-12-31 | 12 | 55 | 67 | 82.09% |
| 2003-12-31 | 1 | 51 | 52 | 98.08% |
| 2003-03-31 | 1 | 52 | 53 | 98.11% |
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