Merrill Lynch Far East Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-30 | 23 | 168 | 191 | 87.96% |
| 2023-12-31 | 38 | 346 | 384 | 90.10% |
| 2022-12-31 | 43 | 401 | 444 | 90.32% |
| 2021-12-31 | 48 | 333 | 381 | 87.40% |
| 2020-12-31 | 48 | 310 | 358 | 86.59% |
| 2019-12-31 | 41 | 383 | 424 | 90.33% |
| 2018-12-31 | 41 | 373 | 414 | 90.10% |
| 2017-12-31 | 40 | 416 | 456 | 91.23% |
| 2016-12-31 | 39 | 438 | 477 | 91.82% |
| 2015-12-31 | 45 | 456 | 501 | 91.02% |
| 2014-12-31 | 34 | 434 | 468 | 92.74% |
| 2013-12-31 | 33 | 403 | 436 | 92.43% |
| 2012-12-31 | 26 | 536 | 562 | 95.37% |
| 2011-12-31 | 24 | 609 | 633 | 96.21% |
| 2010-12-31 | 18 | 613 | 631 | 97.15% |
| 2009-12-31 | 10 | 284 | 294 | 96.60% |
| 2008-12-31 | 13 | 350 | 363 | 96.42% |
| 2007-12-31 | 15 | 346 | 361 | 95.84% |
| 2006-12-31 | 10 | 212 | 222 | 95.50% |
| 2005-12-31 | 11 | 163 | 174 | 93.68% |
| 2004-12-31 | 9 | 115 | 124 | 92.74% |
| 2003-12-31 | 7 | 103 | 110 | 93.64% |
| 2003-03-31 | 9 | 121 | 130 | 93.08% |
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