BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-30 | 17 | 190 | 207 | 91.79% |
| 2023-12-31 | 20 | 197 | 217 | 90.78% |
| 2022-12-31 | 14 | 214 | 228 | 93.86% |
| 2021-12-31 | 16 | 218 | 234 | 93.16% |
| 2020-12-31 | 12 | 212 | 224 | 94.64% |
| 2019-12-31 | 15 | 211 | 226 | 93.36% |
| 2018-12-31 | 17 | 205 | 222 | 92.34% |
| 2017-12-31 | 10 | 197 | 207 | 95.17% |
| 2016-12-31 | 10 | 179 | 189 | 94.71% |
| 2015-12-31 | 10 | 177 | 187 | 94.65% |
| 2014-12-31 | 9 | 161 | 170 | 94.71% |
| 2013-12-31 | 9 | 142 | 151 | 94.04% |
| 2012-12-31 | 10 | 110 | 120 | 91.67% |
| 2011-12-31 | 5 | 30 | 35 | 85.71% |
| 2010-12-31 | 4 | 39 | 43 | 90.70% |
| 2009-12-31 | 2 | 32 | 34 | 94.12% |
| 2008-12-31 | 3 | 22 | 25 | 88.00% |
| 2007-12-31 | 2 | 9 | 11 | 81.82% |
| 2006-12-31 | 2 | 4 | 6 | 66.67% |
| 2005-12-31 | 2 | 3 | 5 | 60.00% |
| 2004-12-31 | 2 | 3 | 5 | 60.00% |
| 2003-12-31 | 2 | 3 | 5 | 60.00% |
| 2003-03-31 | 1 | 4 | 5 | 80.00% |
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