STATE STREET GLOBAL ADVISORS ASIA LIMITED 道富環球投資管理亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-02 | 9 | 21 | 30 | 70.00% |
| 2023-12-31 | 8 | 19 | 27 | 70.37% |
| 2022-12-31 | 7 | 14 | 21 | 66.67% |
| 2021-12-31 | 5 | 21 | 26 | 80.77% |
| 2020-12-31 | 5 | 23 | 28 | 82.14% |
| 2019-12-31 | 5 | 27 | 32 | 84.38% |
| 2018-12-31 | 5 | 28 | 33 | 84.85% |
| 2017-12-31 | 5 | 24 | 29 | 82.76% |
| 2016-12-31 | 5 | 31 | 36 | 86.11% |
| 2015-12-31 | 4 | 32 | 36 | 88.89% |
| 2014-12-31 | 4 | 33 | 37 | 89.19% |
| 2013-12-31 | 7 | 35 | 42 | 83.33% |
| 2012-12-31 | 6 | 32 | 38 | 84.21% |
| 2011-12-31 | 5 | 30 | 35 | 85.71% |
| 2010-12-31 | 5 | 28 | 33 | 84.85% |
| 2009-12-31 | 5 | 23 | 28 | 82.14% |
| 2008-12-31 | 5 | 25 | 30 | 83.33% |
| 2007-12-31 | 6 | 19 | 25 | 76.00% |
| 2006-12-31 | 5 | 20 | 25 | 80.00% |
| 2005-12-31 | 3 | 18 | 21 | 85.71% |
| 2004-12-31 | 2 | 19 | 21 | 90.48% |
| 2003-12-31 | 2 | 16 | 18 | 88.89% |
| 2003-03-31 | 1 | 15 | 16 | 93.75% |
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