CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-23 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 0 | 0 | 0 | 0.00% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
| 2016-12-31 | 0 | 0 | 0 | 0.00% |
| 2015-12-31 | 0 | 0 | 0 | 0.00% |
| 2014-12-31 | 0 | 0 | 0 | 0.00% |
| 2013-12-31 | 0 | 2 | 2 | 100.00% |
| 2012-12-31 | 7 | 341 | 348 | 97.99% |
| 2011-12-31 | 14 | 553 | 567 | 97.53% |
| 2010-12-31 | 15 | 490 | 505 | 97.03% |
| 2009-12-31 | 17 | 428 | 445 | 96.18% |
| 2008-12-31 | 18 | 318 | 336 | 94.64% |
| 2007-12-31 | 18 | 366 | 384 | 95.31% |
| 2006-12-31 | 11 | 321 | 332 | 96.69% |
| 2005-12-31 | 11 | 268 | 279 | 96.06% |
| 2004-12-31 | 8 | 235 | 243 | 96.71% |
| 2003-12-31 | 6 | 174 | 180 | 96.67% |
| 2003-03-31 | 5 | 81 | 86 | 94.19% |
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