GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 國泰君安期貨(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-27 | 8 | 159 | 167 | 95.21% |
| 2023-12-31 | 10 | 160 | 170 | 94.12% |
| 2022-12-31 | 12 | 160 | 172 | 93.02% |
| 2021-12-31 | 11 | 163 | 174 | 93.68% |
| 2020-12-31 | 12 | 151 | 163 | 92.64% |
| 2019-12-31 | 12 | 144 | 156 | 92.31% |
| 2018-12-31 | 7 | 124 | 131 | 94.66% |
| 2017-12-31 | 4 | 82 | 86 | 95.35% |
| 2016-12-31 | 4 | 83 | 87 | 95.40% |
| 2015-12-31 | 3 | 71 | 74 | 95.95% |
| 2014-12-31 | 3 | 58 | 61 | 95.08% |
| 2013-12-31 | 3 | 56 | 59 | 94.92% |
| 2012-12-31 | 3 | 51 | 54 | 94.44% |
| 2011-12-31 | 2 | 44 | 46 | 95.65% |
| 2010-12-31 | 2 | 42 | 44 | 95.45% |
| 2009-12-31 | 2 | 35 | 37 | 94.59% |
| 2008-12-31 | 2 | 28 | 30 | 93.33% |
| 2007-12-31 | 2 | 25 | 27 | 92.59% |
| 2006-12-31 | 2 | 23 | 25 | 92.00% |
| 2005-12-31 | 2 | 19 | 21 | 90.48% |
| 2004-12-31 | 2 | 20 | 22 | 90.91% |
| 2003-12-31 | 2 | 18 | 20 | 90.00% |
| 2003-03-31 | 2 | 17 | 19 | 89.47% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy