FIL Investment Advisors
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-26 | 5 | 110 | 115 | 95.65% |
| 2023-12-31 | 5 | 109 | 114 | 95.61% |
| 2022-12-31 | 5 | 113 | 118 | 95.76% |
| 2021-12-31 | 5 | 94 | 99 | 94.95% |
| 2020-12-31 | 5 | 96 | 101 | 95.05% |
| 2019-12-31 | 6 | 94 | 100 | 94.00% |
| 2018-12-31 | 5 | 98 | 103 | 95.15% |
| 2017-12-31 | 4 | 99 | 103 | 96.12% |
| 2016-12-31 | 6 | 101 | 107 | 94.39% |
| 2015-12-31 | 4 | 90 | 94 | 95.74% |
| 2014-12-31 | 5 | 87 | 92 | 94.57% |
| 2013-12-31 | 5 | 91 | 96 | 94.79% |
| 2012-12-31 | 5 | 84 | 89 | 94.38% |
| 2011-12-31 | 5 | 84 | 89 | 94.38% |
| 2010-12-31 | 5 | 78 | 83 | 93.98% |
| 2009-12-31 | 5 | 71 | 76 | 93.42% |
| 2008-12-31 | 8 | 78 | 86 | 90.70% |
| 2007-12-31 | 6 | 85 | 91 | 93.41% |
| 2006-12-31 | 6 | 71 | 77 | 92.21% |
| 2005-12-31 | 6 | 62 | 68 | 91.18% |
| 2004-12-31 | 5 | 52 | 57 | 91.23% |
| 2003-12-31 | 4 | 32 | 36 | 88.89% |
| 2003-03-31 | 4 | 32 | 36 | 88.89% |
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