LGT INVESTMENT MANAGEMENT (ASIA) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-27 | 5 | 179 | 184 | 97.28% |
| 2024-03-31 | 4 | 173 | 177 | 97.74% |
| 2024-02-29 | 4 | 175 | 179 | 97.77% |
| 2024-01-31 | 4 | 176 | 180 | 97.78% |
| 2023-12-31 | 4 | 175 | 179 | 97.77% |
| 2023-11-30 | 4 | 171 | 175 | 97.71% |
| 2023-10-31 | 4 | 168 | 172 | 97.67% |
| 2023-09-30 | 4 | 165 | 169 | 97.63% |
| 2023-08-31 | 4 | 165 | 169 | 97.63% |
| 2023-07-31 | 4 | 165 | 169 | 97.63% |
| 2023-06-30 | 4 | 163 | 167 | 97.60% |
| 2023-05-31 | 4 | 161 | 165 | 97.58% |
| 2023-04-30 | 4 | 159 | 163 | 97.55% |
| 2023-03-31 | 5 | 157 | 162 | 96.91% |
| 2023-02-28 | 5 | 158 | 163 | 96.93% |
| 2023-01-31 | 5 | 158 | 163 | 96.93% |
| 2022-12-31 | 5 | 156 | 161 | 96.89% |
| 2022-11-30 | 5 | 161 | 166 | 96.99% |
| 2022-10-31 | 5 | 161 | 166 | 96.99% |
| 2022-09-30 | 5 | 161 | 166 | 96.99% |
| 2022-08-31 | 5 | 160 | 165 | 96.97% |
| 2022-07-31 | 5 | 161 | 166 | 96.99% |
| 2022-06-30 | 5 | 164 | 169 | 97.04% |
| 2022-05-31 | 5 | 163 | 168 | 97.02% |
| 2022-04-30 | 5 | 160 | 165 | 96.97% |
| 2022-03-31 | 5 | 161 | 166 | 96.99% |
| 2022-02-28 | 5 | 162 | 167 | 97.01% |
| 2022-01-31 | 5 | 163 | 168 | 97.02% |
| 2021-12-31 | 5 | 164 | 169 | 97.04% |
| 2021-11-30 | 5 | 165 | 170 | 97.06% |
| 2021-10-31 | 5 | 164 | 169 | 97.04% |
| 2021-09-30 | 5 | 164 | 169 | 97.04% |
| 2021-08-31 | 5 | 164 | 169 | 97.04% |
| 2021-07-31 | 5 | 161 | 166 | 96.99% |
| 2021-06-30 | 5 | 159 | 164 | 96.95% |
| 2021-05-31 | 5 | 160 | 165 | 96.97% |
| 2021-04-30 | 5 | 161 | 166 | 96.99% |
| 2021-03-31 | 5 | 159 | 164 | 96.95% |
| 2021-02-28 | 5 | 153 | 158 | 96.84% |
| 2021-01-31 | 5 | 155 | 160 | 96.88% |
| 2020-12-31 | 5 | 156 | 161 | 96.89% |
| 2020-11-30 | 5 | 156 | 161 | 96.89% |
| 2020-10-31 | 5 | 157 | 162 | 96.91% |
| 2020-09-30 | 5 | 158 | 163 | 96.93% |
| 2020-08-31 | 5 | 159 | 164 | 96.95% |
| 2020-07-31 | 5 | 159 | 164 | 96.95% |
| 2020-06-30 | 5 | 161 | 166 | 96.99% |
| 2020-05-31 | 5 | 159 | 164 | 96.95% |
| 2020-04-30 | 5 | 152 | 157 | 96.82% |
| 2020-03-31 | 5 | 152 | 157 | 96.82% |
| 2020-02-29 | 5 | 151 | 156 | 96.79% |
| 2020-01-31 | 5 | 150 | 155 | 96.77% |
| 2019-12-31 | 5 | 151 | 156 | 96.79% |
| 2019-11-30 | 5 | 152 | 157 | 96.82% |
| 2019-10-31 | 5 | 148 | 153 | 96.73% |
| 2019-09-30 | 5 | 150 | 155 | 96.77% |
| 2019-08-31 | 5 | 146 | 151 | 96.69% |
| 2019-07-31 | 5 | 143 | 148 | 96.62% |
| 2019-06-30 | 5 | 140 | 145 | 96.55% |
| 2019-05-31 | 5 | 137 | 142 | 96.48% |
| 2019-04-30 | 5 | 138 | 143 | 96.50% |
| 2019-03-31 | 5 | 134 | 139 | 96.40% |
| 2019-02-28 | 5 | 136 | 141 | 96.45% |
| 2019-01-31 | 5 | 132 | 137 | 96.35% |
| 2018-12-31 | 5 | 132 | 137 | 96.35% |
| 2018-11-30 | 5 | 133 | 138 | 96.38% |
| 2018-10-31 | 5 | 133 | 138 | 96.38% |
| 2018-09-30 | 5 | 132 | 137 | 96.35% |
| 2018-08-31 | 5 | 129 | 134 | 96.27% |
| 2018-07-31 | 5 | 133 | 138 | 96.38% |
| 2018-06-30 | 5 | 138 | 143 | 96.50% |
| 2018-05-31 | 5 | 138 | 143 | 96.50% |
| 2018-04-30 | 5 | 139 | 144 | 96.53% |
| 2018-03-31 | 5 | 141 | 146 | 96.58% |
| 2018-02-28 | 5 | 143 | 148 | 96.62% |
| 2018-01-31 | 5 | 141 | 146 | 96.58% |
| 2017-12-31 | 5 | 140 | 145 | 96.55% |
| 2017-11-30 | 5 | 142 | 147 | 96.60% |
| 2017-10-31 | 5 | 143 | 148 | 96.62% |
| 2017-09-30 | 5 | 141 | 146 | 96.58% |
| 2017-08-31 | 5 | 131 | 136 | 96.32% |
| 2017-07-31 | 5 | 122 | 127 | 96.06% |
| 2017-06-30 | 5 | 113 | 118 | 95.76% |
| 2017-05-31 | 5 | 96 | 101 | 95.05% |
| 2017-04-30 | 5 | 94 | 99 | 94.95% |
| 2017-03-31 | 5 | 95 | 100 | 95.00% |
| 2017-02-28 | 5 | 92 | 97 | 94.85% |
| 2017-01-31 | 5 | 92 | 97 | 94.85% |
| 2016-12-31 | 5 | 91 | 96 | 94.79% |
| 2016-11-30 | 5 | 92 | 97 | 94.85% |
| 2016-10-31 | 5 | 91 | 96 | 94.79% |
| 2016-09-30 | 5 | 85 | 90 | 94.44% |
| 2016-08-31 | 5 | 85 | 90 | 94.44% |
| 2016-07-31 | 5 | 84 | 89 | 94.38% |
| 2016-06-30 | 5 | 84 | 89 | 94.38% |
| 2016-05-31 | 5 | 83 | 88 | 94.32% |
| 2016-04-30 | 5 | 83 | 88 | 94.32% |
| 2016-03-31 | 5 | 81 | 86 | 94.19% |
| 2016-02-29 | 5 | 80 | 85 | 94.12% |
| 2016-01-31 | 5 | 80 | 85 | 94.12% |
| 2015-12-31 | 5 | 81 | 86 | 94.19% |
| 2015-11-30 | 5 | 81 | 86 | 94.19% |
| 2015-10-31 | 5 | 81 | 86 | 94.19% |
| 2015-09-30 | 5 | 80 | 85 | 94.12% |
| 2015-08-31 | 5 | 78 | 83 | 93.98% |
| 2015-07-31 | 5 | 78 | 83 | 93.98% |
| 2015-06-30 | 5 | 77 | 82 | 93.90% |
| 2015-05-31 | 5 | 77 | 82 | 93.90% |
| 2015-04-30 | 5 | 78 | 83 | 93.98% |
| 2015-03-31 | 5 | 78 | 83 | 93.98% |
| 2015-02-28 | 5 | 77 | 82 | 93.90% |
| 2015-01-31 | 5 | 77 | 82 | 93.90% |
| 2014-12-31 | 5 | 75 | 80 | 93.75% |
| 2014-11-30 | 5 | 75 | 80 | 93.75% |
| 2014-10-31 | 5 | 74 | 79 | 93.67% |
| 2014-09-30 | 5 | 71 | 76 | 93.42% |
| 2014-08-31 | 5 | 66 | 71 | 92.96% |
| 2014-07-31 | 5 | 61 | 66 | 92.42% |
| 2014-06-30 | 5 | 60 | 65 | 92.31% |
| 2014-05-31 | 5 | 60 | 65 | 92.31% |
| 2014-04-30 | 6 | 63 | 69 | 91.30% |
| 2014-03-31 | 6 | 63 | 69 | 91.30% |
| 2014-02-28 | 6 | 63 | 69 | 91.30% |
| 2014-01-31 | 6 | 62 | 68 | 91.18% |
| 2013-12-31 | 6 | 63 | 69 | 91.30% |
| 2013-11-30 | 6 | 63 | 69 | 91.30% |
| 2013-10-31 | 6 | 63 | 69 | 91.30% |
| 2013-09-30 | 6 | 62 | 68 | 91.18% |
| 2013-08-31 | 6 | 58 | 64 | 90.63% |
| 2013-07-31 | 6 | 58 | 64 | 90.63% |
| 2013-06-30 | 6 | 58 | 64 | 90.63% |
| 2013-05-31 | 6 | 57 | 63 | 90.48% |
| 2013-04-30 | 6 | 59 | 65 | 90.77% |
| 2013-03-31 | 6 | 59 | 65 | 90.77% |
| 2013-02-28 | 6 | 59 | 65 | 90.77% |
| 2013-01-31 | 6 | 58 | 64 | 90.63% |
| 2012-12-31 | 6 | 57 | 63 | 90.48% |
| 2012-11-30 | 6 | 58 | 64 | 90.63% |
| 2012-10-31 | 6 | 58 | 64 | 90.63% |
| 2012-09-30 | 6 | 59 | 65 | 90.77% |
| 2012-08-31 | 6 | 57 | 63 | 90.48% |
| 2012-07-31 | 6 | 55 | 61 | 90.16% |
| 2012-06-30 | 6 | 52 | 58 | 89.66% |
| 2012-05-31 | 6 | 53 | 59 | 89.83% |
| 2012-04-30 | 6 | 52 | 58 | 89.66% |
| 2012-03-31 | 6 | 49 | 55 | 89.09% |
| 2012-02-29 | 6 | 49 | 55 | 89.09% |
| 2012-01-31 | 5 | 49 | 54 | 90.74% |
| 2011-12-31 | 5 | 47 | 52 | 90.38% |
| 2011-11-30 | 5 | 72 | 77 | 93.51% |
| 2011-10-31 | 5 | 73 | 78 | 93.59% |
| 2011-09-30 | 5 | 73 | 78 | 93.59% |
| 2011-08-31 | 6 | 73 | 79 | 92.41% |
| 2011-07-31 | 6 | 73 | 79 | 92.41% |
| 2011-06-30 | 6 | 70 | 76 | 92.11% |
| 2011-05-31 | 6 | 72 | 78 | 92.31% |
| 2011-04-30 | 6 | 73 | 79 | 92.41% |
| 2011-03-31 | 6 | 70 | 76 | 92.11% |
| 2011-02-28 | 6 | 69 | 75 | 92.00% |
| 2011-01-31 | 6 | 70 | 76 | 92.11% |
| 2010-12-31 | 5 | 70 | 75 | 93.33% |
| 2010-11-30 | 5 | 71 | 76 | 93.42% |
| 2010-10-31 | 5 | 72 | 77 | 93.51% |
| 2010-09-30 | 5 | 69 | 74 | 93.24% |
| 2010-08-31 | 4 | 70 | 74 | 94.59% |
| 2010-07-31 | 4 | 69 | 73 | 94.52% |
| 2010-06-30 | 4 | 69 | 73 | 94.52% |
| 2010-05-31 | 5 | 69 | 74 | 93.24% |
| 2010-04-30 | 5 | 69 | 74 | 93.24% |
| 2010-03-31 | 5 | 70 | 75 | 93.33% |
| 2010-02-28 | 5 | 70 | 75 | 93.33% |
| 2010-01-31 | 5 | 70 | 75 | 93.33% |
| 2009-12-31 | 5 | 67 | 72 | 93.06% |
| 2009-11-30 | 5 | 66 | 71 | 92.96% |
| 2009-10-31 | 5 | 64 | 69 | 92.75% |
| 2009-09-30 | 5 | 62 | 67 | 92.54% |
| 2009-08-31 | 5 | 61 | 66 | 92.42% |
| 2009-07-31 | 5 | 59 | 64 | 92.19% |
| 2009-06-30 | 5 | 59 | 64 | 92.19% |
| 2009-05-31 | 5 | 59 | 64 | 92.19% |
| 2009-04-30 | 5 | 59 | 64 | 92.19% |
| 2009-03-31 | 5 | 59 | 64 | 92.19% |
| 2009-02-28 | 5 | 55 | 60 | 91.67% |
| 2009-01-31 | 5 | 56 | 61 | 91.80% |
| 2008-12-31 | 5 | 57 | 62 | 91.94% |
| 2008-11-30 | 5 | 57 | 62 | 91.94% |
| 2008-10-31 | 5 | 57 | 62 | 91.94% |
| 2008-09-30 | 5 | 55 | 60 | 91.67% |
| 2008-08-31 | 5 | 53 | 58 | 91.38% |
| 2008-07-31 | 5 | 52 | 57 | 91.23% |
| 2008-06-30 | 5 | 51 | 56 | 91.07% |
| 2008-05-31 | 5 | 50 | 55 | 90.91% |
| 2008-04-30 | 4 | 52 | 56 | 92.86% |
| 2008-03-31 | 4 | 51 | 55 | 92.73% |
| 2008-02-29 | 4 | 49 | 53 | 92.45% |
| 2008-01-31 | 4 | 44 | 48 | 91.67% |
| 2007-12-31 | 4 | 43 | 47 | 91.49% |
| 2007-11-30 | 4 | 44 | 48 | 91.67% |
| 2007-10-31 | 4 | 46 | 50 | 92.00% |
| 2007-09-30 | 4 | 46 | 50 | 92.00% |
| 2007-08-31 | 4 | 46 | 50 | 92.00% |
| 2007-07-31 | 4 | 44 | 48 | 91.67% |
| 2007-06-30 | 4 | 43 | 47 | 91.49% |
| 2007-05-31 | 4 | 41 | 45 | 91.11% |
| 2007-04-30 | 4 | 40 | 44 | 90.91% |
| 2007-03-31 | 4 | 40 | 44 | 90.91% |
| 2007-02-28 | 4 | 41 | 45 | 91.11% |
| 2007-01-31 | 4 | 40 | 44 | 90.91% |
| 2006-12-31 | 4 | 40 | 44 | 90.91% |
| 2006-11-30 | 4 | 40 | 44 | 90.91% |
| 2006-10-31 | 4 | 37 | 41 | 90.24% |
| 2006-09-30 | 4 | 35 | 39 | 89.74% |
| 2006-08-31 | 4 | 35 | 39 | 89.74% |
| 2006-07-31 | 4 | 35 | 39 | 89.74% |
| 2006-06-30 | 3 | 34 | 37 | 91.89% |
| 2006-05-31 | 3 | 35 | 38 | 92.11% |
| 2006-04-30 | 3 | 34 | 37 | 91.89% |
| 2006-03-31 | 3 | 33 | 36 | 91.67% |
| 2006-02-28 | 5 | 30 | 35 | 85.71% |
| 2006-01-31 | 5 | 27 | 32 | 84.38% |
| 2005-12-31 | 5 | 26 | 31 | 83.87% |
| 2005-11-30 | 5 | 26 | 31 | 83.87% |
| 2005-10-31 | 5 | 24 | 29 | 82.76% |
| 2005-09-30 | 5 | 24 | 29 | 82.76% |
| 2005-08-31 | 5 | 22 | 27 | 81.48% |
| 2005-07-31 | 5 | 22 | 27 | 81.48% |
| 2005-06-30 | 5 | 21 | 26 | 80.77% |
| 2005-05-31 | 5 | 21 | 26 | 80.77% |
| 2005-04-30 | 5 | 20 | 25 | 80.00% |
| 2005-03-31 | 5 | 20 | 25 | 80.00% |
| 2005-02-28 | 5 | 20 | 25 | 80.00% |
| 2005-01-31 | 5 | 18 | 23 | 78.26% |
| 2004-12-31 | 5 | 14 | 19 | 73.68% |
| 2004-11-30 | 5 | 13 | 18 | 72.22% |
| 2004-10-31 | 5 | 13 | 18 | 72.22% |
| 2004-09-30 | 5 | 13 | 18 | 72.22% |
| 2004-08-31 | 5 | 13 | 18 | 72.22% |
| 2004-07-31 | 5 | 12 | 17 | 70.59% |
| 2004-06-30 | 5 | 12 | 17 | 70.59% |
| 2004-05-31 | 5 | 12 | 17 | 70.59% |
| 2004-04-30 | 5 | 12 | 17 | 70.59% |
| 2004-03-31 | 5 | 12 | 17 | 70.59% |
| 2004-02-29 | 5 | 13 | 18 | 72.22% |
| 2004-01-31 | 5 | 13 | 18 | 72.22% |
| 2003-12-31 | 5 | 13 | 18 | 72.22% |
| 2003-11-30 | 5 | 13 | 18 | 72.22% |
| 2003-10-31 | 5 | 13 | 18 | 72.22% |
| 2003-09-30 | 5 | 13 | 18 | 72.22% |
| 2003-08-31 | 5 | 13 | 18 | 72.22% |
| 2003-07-31 | 5 | 13 | 18 | 72.22% |
| 2003-06-30 | 5 | 12 | 17 | 70.59% |
| 2003-05-31 | 5 | 12 | 17 | 70.59% |
| 2003-04-30 | 5 | 12 | 17 | 70.59% |
| 2003-03-31 | 5 | 10 | 15 | 66.67% |
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