AllianceBernstein Hong Kong Limited 聯博香港有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-22 9 33 42 78.57%
2024-04-30 9 33 42 78.57%
2024-03-31 9 32 41 78.05%
2024-02-29 9 32 41 78.05%
2024-01-31 9 32 41 78.05%
2023-12-31 9 32 41 78.05%
2023-11-30 9 35 44 79.55%
2023-10-31 9 35 44 79.55%
2023-09-30 9 35 44 79.55%
2023-08-31 9 34 43 79.07%
2023-07-31 9 33 42 78.57%
2023-06-30 9 33 42 78.57%
2023-05-31 9 33 42 78.57%
2023-04-30 9 34 43 79.07%
2023-03-31 9 34 43 79.07%
2023-02-28 10 34 44 77.27%
2023-01-31 10 34 44 77.27%
2022-12-31 9 36 45 80.00%
2022-11-30 10 36 46 78.26%
2022-10-31 10 36 46 78.26%
2022-09-30 10 37 47 78.72%
2022-08-31 10 37 47 78.72%
2022-07-31 10 40 50 80.00%
2022-06-30 8 41 49 83.67%
2022-05-31 8 40 48 83.33%
2022-04-30 8 40 48 83.33%
2022-03-31 8 39 47 82.98%
2022-02-28 8 42 50 84.00%
2022-01-31 8 44 52 84.62%
2021-12-31 8 44 52 84.62%
2021-11-30 8 43 51 84.31%
2021-10-31 8 43 51 84.31%
2021-09-30 8 42 50 84.00%
2021-08-31 8 42 50 84.00%
2021-07-31 8 42 50 84.00%
2021-06-30 8 42 50 84.00%
2021-05-31 8 42 50 84.00%
2021-04-30 8 42 50 84.00%
2021-03-31 9 42 51 82.35%
2021-02-28 9 42 51 82.35%
2021-01-31 9 42 51 82.35%
2020-12-31 9 43 52 82.69%
2020-11-30 9 46 55 83.64%
2020-10-31 9 46 55 83.64%
2020-09-30 9 46 55 83.64%
2020-08-31 9 46 55 83.64%
2020-07-31 9 46 55 83.64%
2020-06-30 9 47 56 83.93%
2020-05-31 9 46 55 83.64%
2020-04-30 9 45 54 83.33%
2020-03-31 9 45 54 83.33%
2020-02-29 9 45 54 83.33%
2020-01-31 9 43 52 82.69%
2019-12-31 9 44 53 83.02%
2019-11-30 8 43 51 84.31%
2019-10-31 8 42 50 84.00%
2019-09-30 8 43 51 84.31%
2019-08-31 8 42 50 84.00%
2019-07-31 8 39 47 82.98%
2019-06-30 8 39 47 82.98%
2019-05-31 8 40 48 83.33%
2019-04-30 8 41 49 83.67%
2019-03-31 8 42 50 84.00%
2019-02-28 8 44 52 84.62%
2019-01-31 8 44 52 84.62%
2018-12-31 8 42 50 84.00%
2018-11-30 8 42 50 84.00%
2018-10-31 8 37 45 82.22%
2018-09-30 8 36 44 81.82%
2018-08-31 8 36 44 81.82%
2018-07-31 8 36 44 81.82%
2018-06-30 8 37 45 82.22%
2018-05-31 8 38 46 82.61%
2018-04-30 8 37 45 82.22%
2018-03-31 8 39 47 82.98%
2018-02-28 8 39 47 82.98%
2018-01-31 8 39 47 82.98%
2017-12-31 8 39 47 82.98%
2017-11-30 7 40 47 85.11%
2017-10-31 7 40 47 85.11%
2017-09-30 6 40 46 86.96%
2017-08-31 6 39 45 86.67%
2017-07-31 6 40 46 86.96%
2017-06-30 6 39 45 86.67%
2017-05-31 6 38 44 86.36%
2017-04-30 6 38 44 86.36%
2017-03-31 6 38 44 86.36%
2017-02-28 6 38 44 86.36%
2017-01-31 6 39 45 86.67%
2016-12-31 6 39 45 86.67%
2016-11-30 6 38 44 86.36%
2016-10-31 6 39 45 86.67%
2016-09-30 6 38 44 86.36%
2016-08-31 5 40 45 88.89%
2016-07-31 5 37 42 88.10%
2016-06-30 4 37 41 90.24%
2016-05-31 4 37 41 90.24%
2016-04-30 4 37 41 90.24%
2016-03-31 5 37 42 88.10%
2016-02-29 6 37 43 86.05%
2016-01-31 5 40 45 88.89%
2015-12-31 5 40 45 88.89%
2015-11-30 5 41 46 89.13%
2015-10-31 5 41 46 89.13%
2015-09-30 5 39 44 88.64%
2015-08-31 5 40 45 88.89%
2015-07-31 5 42 47 89.36%
2015-06-30 5 42 47 89.36%
2015-05-31 5 42 47 89.36%
2015-04-30 5 43 48 89.58%
2015-03-31 5 41 46 89.13%
2015-02-28 5 40 45 88.89%
2015-01-31 5 40 45 88.89%
2014-12-31 5 40 45 88.89%
2014-11-30 5 42 47 89.36%
2014-10-31 5 42 47 89.36%
2014-09-30 5 43 48 89.58%
2014-08-31 5 41 46 89.13%
2014-07-31 5 41 46 89.13%
2014-06-30 5 41 46 89.13%
2014-05-31 5 40 45 88.89%
2014-04-30 5 40 45 88.89%
2014-03-31 5 38 43 88.37%
2014-02-28 5 35 40 87.50%
2014-01-31 5 35 40 87.50%
2013-12-31 5 35 40 87.50%
2013-11-30 5 32 37 86.49%
2013-10-31 5 31 36 86.11%
2013-09-30 5 31 36 86.11%
2013-08-31 5 32 37 86.49%
2013-07-31 5 31 36 86.11%
2013-06-30 5 29 34 85.29%
2013-05-31 5 29 34 85.29%
2013-04-30 5 29 34 85.29%
2013-03-31 5 30 35 85.71%
2013-02-28 4 32 36 88.89%
2013-01-31 5 30 35 85.71%
2012-12-31 5 29 34 85.29%
2012-11-30 6 29 35 82.86%
2012-10-31 4 32 36 88.89%
2012-09-30 4 30 34 88.24%
2012-08-31 4 30 34 88.24%
2012-07-31 4 30 34 88.24%
2012-06-30 4 31 35 88.57%
2012-05-31 4 31 35 88.57%
2012-04-30 4 31 35 88.57%
2012-03-31 4 28 32 87.50%
2012-02-29 5 27 32 84.38%
2012-01-31 4 33 37 89.19%
2011-12-31 3 33 36 91.67%
2011-11-30 3 35 38 92.11%
2011-10-31 3 33 36 91.67%
2011-09-30 5 62 67 92.54%
2011-08-31 5 65 70 92.86%
2011-07-31 5 61 66 92.42%
2011-06-30 5 62 67 92.54%
2011-05-31 5 59 64 92.19%
2011-04-30 5 58 63 92.06%
2011-03-31 7 57 64 89.06%
2011-02-28 7 56 63 88.89%
2011-01-31 7 53 60 88.33%
2010-12-31 8 52 60 86.67%
2010-11-30 10 54 64 84.38%
2010-10-31 10 52 62 83.87%
2010-09-30 9 48 57 84.21%
2010-08-31 8 45 53 84.91%
2010-07-31 7 45 52 86.54%
2010-06-30 8 36 44 81.82%
2010-05-31 8 36 44 81.82%
2010-04-30 8 32 40 80.00%
2010-03-31 7 32 39 82.05%
2010-02-28 7 31 38 81.58%
2010-01-31 7 30 37 81.08%
2009-12-31 7 29 36 80.56%
2009-11-30 7 30 37 81.08%
2009-10-31 7 28 35 80.00%
2009-09-30 7 31 38 81.58%
2009-08-31 8 31 39 79.49%
2009-07-31 8 31 39 79.49%
2009-06-30 8 33 41 80.49%
2009-05-31 8 32 40 80.00%
2009-04-30 8 30 38 78.95%
2009-03-31 9 28 37 75.68%
2009-02-28 9 28 37 75.68%
2009-01-31 9 27 36 75.00%
2008-12-31 9 30 39 76.92%
2008-11-30 9 29 38 76.32%
2008-10-31 9 34 43 79.07%
2008-09-30 9 34 43 79.07%
2008-08-31 9 33 42 78.57%
2008-07-31 9 33 42 78.57%
2008-06-30 9 34 43 79.07%
2008-05-31 9 34 43 79.07%
2008-04-30 10 32 42 76.19%
2008-03-31 10 31 41 75.61%
2008-02-29 10 31 41 75.61%
2008-01-31 10 32 42 76.19%
2007-12-31 8 33 41 80.49%
2007-11-30 8 35 43 81.40%
2007-10-31 8 33 41 80.49%
2007-09-30 8 32 40 80.00%
2007-08-31 8 32 40 80.00%
2007-07-31 9 31 40 77.50%
2007-06-30 8 29 37 78.38%
2007-05-31 8 29 37 78.38%
2007-04-30 8 30 38 78.95%
2007-03-31 7 29 36 80.56%
2007-02-28 7 27 34 79.41%
2007-01-31 7 26 33 78.79%
2006-12-31 7 26 33 78.79%
2006-11-30 6 28 34 82.35%
2006-10-31 5 27 32 84.38%
2006-09-30 4 27 31 87.10%
2006-08-31 4 28 32 87.50%
2006-07-31 3 23 26 88.46%
2006-06-30 3 20 23 86.96%
2006-05-31 2 20 22 90.91%
2006-04-30 3 19 22 86.36%
2006-03-31 3 20 23 86.96%
2006-02-28 3 20 23 86.96%
2006-01-31 3 19 22 86.36%
2005-12-31 3 18 21 85.71%
2005-11-30 3 18 21 85.71%
2005-10-31 4 18 22 81.82%
2005-09-30 4 17 21 80.95%
2005-08-31 4 18 22 81.82%
2005-07-31 4 19 23 82.61%
2005-06-30 4 19 23 82.61%
2005-05-31 4 19 23 82.61%
2005-04-30 4 18 22 81.82%
2005-03-31 4 17 21 80.95%
2005-02-28 4 17 21 80.95%
2005-01-31 4 14 18 77.78%
2004-12-31 4 13 17 76.47%
2004-11-30 3 13 16 81.25%
2004-10-31 3 13 16 81.25%
2004-09-30 3 13 16 81.25%
2004-08-31 3 13 16 81.25%
2004-07-31 3 12 15 80.00%
2004-06-30 3 12 15 80.00%
2004-05-31 2 13 15 86.67%
2004-04-30 3 12 15 80.00%
2004-03-31 3 12 15 80.00%
2004-02-29 3 12 15 80.00%
2004-01-31 3 13 16 81.25%
2003-12-31 3 13 16 81.25%
2003-11-30 3 13 16 81.25%
2003-10-31 3 13 16 81.25%
2003-09-30 2 12 14 85.71%
2003-08-31 2 12 14 85.71%
2003-07-31 1 11 12 91.67%
2003-06-30 1 11 12 91.67%
2003-05-31 2 11 13 84.62%
2003-04-30 2 10 12 83.33%
2003-03-31 2 10 12 83.33%

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