ZURICH ADVISORY (HK) LIMITED 蘇黎世金融服務顧問有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-23 | 0 | 0 | 0 | 0.00% |
2023-12-31 | 0 | 0 | 0 | 0.00% |
2022-12-31 | 0 | 0 | 0 | 0.00% |
2021-12-31 | 0 | 0 | 0 | 0.00% |
2020-12-31 | 0 | 0 | 0 | 0.00% |
2019-12-31 | 0 | 0 | 0 | 0.00% |
2018-12-31 | 0 | 0 | 0 | 0.00% |
2017-12-31 | 0 | 0 | 0 | 0.00% |
2016-12-31 | 0 | 0 | 0 | 0.00% |
2015-12-31 | 0 | 0 | 0 | 0.00% |
2014-12-31 | 0 | 0 | 0 | 0.00% |
2013-12-31 | 0 | 0 | 0 | 0.00% |
2012-12-31 | 0 | 0 | 0 | 0.00% |
2011-12-31 | 0 | 0 | 0 | 0.00% |
2010-12-31 | 0 | 0 | 0 | 0.00% |
2009-12-31 | 0 | 303 | 303 | 100.00% |
2008-12-31 | 2 | 356 | 358 | 99.44% |
2007-12-31 | 2 | 324 | 326 | 99.39% |
2006-12-31 | 1 | 285 | 286 | 99.65% |
2005-12-31 | 2 | 266 | 268 | 99.25% |
2004-12-31 | 2 | 258 | 260 | 99.23% |
2003-12-31 | 2 | 134 | 136 | 98.53% |
2003-03-31 | 2 | 135 | 137 | 98.54% |
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