PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 中國平安資產管理(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-29 13 44 57 77.19%
2023-12-31 13 47 60 78.33%
2022-12-31 11 43 54 79.63%
2021-12-31 11 42 53 79.25%
2020-12-31 11 35 46 76.09%
2019-12-31 10 37 47 78.72%
2018-12-31 11 32 43 74.42%
2017-12-31 6 12 18 66.67%
2016-12-31 2 7 9 77.78%
2015-12-31 4 13 17 76.47%
2014-12-31 5 12 17 70.59%
2013-12-31 4 14 18 77.78%
2012-12-31 4 16 20 80.00%
2011-12-31 6 13 19 68.42%
2010-12-31 7 7 14 50.00%
2009-12-31 6 6 12 50.00%
2008-12-31 4 4 8 50.00%
2007-12-31 5 0 5 0.00%
2006-12-31 0 0 0 0.00%

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