BOCI ASIA LIMITED 中銀國際亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-29 | 11 | 66 | 77 | 85.71% |
| 2023-12-31 | 14 | 68 | 82 | 82.93% |
| 2022-12-31 | 17 | 66 | 83 | 79.52% |
| 2021-12-31 | 17 | 62 | 79 | 78.48% |
| 2020-12-31 | 14 | 73 | 87 | 83.91% |
| 2019-12-31 | 12 | 79 | 91 | 86.81% |
| 2018-12-31 | 12 | 83 | 95 | 87.37% |
| 2017-12-31 | 17 | 84 | 101 | 83.17% |
| 2016-12-31 | 19 | 92 | 111 | 82.88% |
| 2015-12-31 | 17 | 89 | 106 | 83.96% |
| 2014-12-31 | 12 | 87 | 99 | 87.88% |
| 2013-12-31 | 14 | 91 | 105 | 86.67% |
| 2012-12-31 | 9 | 89 | 98 | 90.82% |
| 2011-12-31 | 17 | 85 | 102 | 83.33% |
| 2010-12-31 | 16 | 78 | 94 | 82.98% |
| 2009-12-31 | 13 | 59 | 72 | 81.94% |
| 2008-12-31 | 14 | 56 | 70 | 80.00% |
| 2007-12-31 | 11 | 43 | 54 | 79.63% |
| 2006-12-31 | 9 | 31 | 40 | 77.50% |
| 2005-12-31 | 8 | 23 | 31 | 74.19% |
| 2004-12-31 | 7 | 24 | 31 | 77.42% |
| 2003-12-31 | 4 | 15 | 19 | 78.95% |
| 2003-03-31 | 4 | 15 | 19 | 78.95% |
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