CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 中國國際金融香港期貨有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-05 | 9 | 229 | 238 | 96.22% |
2023-12-31 | 9 | 240 | 249 | 96.39% |
2022-12-31 | 10 | 240 | 250 | 96.00% |
2021-12-31 | 10 | 198 | 208 | 95.19% |
2020-12-31 | 9 | 117 | 126 | 92.86% |
2019-12-31 | 7 | 102 | 109 | 93.58% |
2018-12-31 | 7 | 79 | 86 | 91.86% |
2017-12-31 | 5 | 52 | 57 | 91.23% |
2016-12-31 | 4 | 40 | 44 | 90.91% |
2015-12-31 | 4 | 33 | 37 | 89.19% |
2014-12-31 | 4 | 26 | 30 | 86.67% |
2013-12-31 | 3 | 26 | 29 | 89.66% |
2012-12-31 | 5 | 28 | 33 | 84.85% |
2011-12-31 | 3 | 5 | 8 | 62.50% |
2010-12-31 | 0 | 0 | 0 | 0.00% |
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