E FUND MANAGEMENT (HONG KONG) CO., LIMITED 易方達資產管理(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-27 | 10 | 46 | 56 | 82.14% |
| 2023-12-31 | 9 | 45 | 54 | 83.33% |
| 2022-12-31 | 9 | 41 | 50 | 82.00% |
| 2021-12-31 | 9 | 39 | 48 | 81.25% |
| 2020-12-31 | 9 | 34 | 43 | 79.07% |
| 2019-12-31 | 10 | 36 | 46 | 78.26% |
| 2018-12-31 | 8 | 46 | 54 | 85.19% |
| 2017-12-31 | 8 | 33 | 41 | 80.49% |
| 2016-12-31 | 7 | 33 | 40 | 82.50% |
| 2015-12-31 | 8 | 26 | 34 | 76.47% |
| 2014-12-31 | 7 | 17 | 24 | 70.83% |
| 2013-12-31 | 6 | 18 | 24 | 75.00% |
| 2012-12-31 | 7 | 9 | 16 | 56.25% |
| 2011-12-31 | 2 | 8 | 10 | 80.00% |
| 2010-12-31 | 3 | 5 | 8 | 62.50% |
| 2009-12-31 | 2 | 2 | 4 | 50.00% |
| 2008-12-31 | 0 | 0 | 0 | 0.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy