CORTEZ CAPITAL LIMITED (HK)

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	Sabale, Harshawardhan Hanmant			ALW293	RO	2005-07-27	2006-11-22
2	Seghin, Bruno Paul Yves Ghislain	49	M	AAB022	RO

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