HSBC Global Asset Management Holdings (Bahamas) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	Role	From	Until
1	Au, King Lun 區景麟	48	M	RO		2008-08-01
2	Goldfeld, Leon		M	RO	2004-09-09	2010-06-18
3	Hau, Winnie Wai Yin 侯慧賢		F	RO	2006-01-18	2011-07-29
4	Pickerell, Blair Chilton 裴布雷	51	M	RO	2003-07-22	2007-05-31
5	Spence, Susannah Mary		F	RO	2006-01-18	2019-07-15

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