KOREA INVESTMENT & SECURITIES ASIA LIMITED 韓國投資證券亞洲有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	Role	From	Until
1	Cunningham, Andrew (SFC:ADW928)		M	Rep	2005-08-08	2007-05-22
2	Kim, Joseph Chonghun		M	RO	2007-03-21	2007-09-21
3	Kim, Young Min (SFC:AGU017)			RO		2007-07-31
4	Lee, Jeonghee			Rep	2005-11-29	2010-07-31
5	Oh, Kyung Hee			RO		2009-03-23
6	Wong, Howard Horg Wang 王學宏		M	RO	2007-03-22	2010-01-22

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