ABAX GLOBAL CAPITAL (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Hsu, Christopher Chung Yi 許中一	26	M	ANO876	RO	2007-05-04	2008-11-14
2	Qian, Feng (SFC:AMW975) 錢峰			AMW975	RO	2007-05-04	2012-07-12
3	Yang, Donald Xiangdong 楊向東		M	AFS530	RO	2007-05-04
4	Yong, Ming Chong			AFR178	RO	2007-05-04	2009-02-01

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