BROOKE CAPITAL LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Brooke, Jonathan William		M	AFF289	RO
2	Kwai, Kwok On 季國安			ADY812	Rep		2004-07-14
					RO	2004-07-14	2009-07-10
3	Mou, Alex Xinghai			AJB639	Rep	2005-12-29	2006-10-16
4	Royds, Thomas Alexander		M	AFY848	Rep	2007-03-01	2009-08-03
5	Spence, James Barclay		M	AAY347	Rep	2006-11-15	2007-02-19

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