Neuberger Berman Asia Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Manning, Christopher Reid		M	APD925	RO	2008-03-13	2009-03-31
2	Okita, Bradley		M	APH490	RO	2008-03-13	2010-01-22
3	Watkins, Junjie 趙俊杰			AQS396	Rep	2008-03-27	2015-09-06

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