La Roche & Co Asia Limited 瑞羅亞洲有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	Role	From	Until
1	Buettiker, Mathias Philipp		M	RO	2008-03-05	2009-06-30
2	Kwong, Chun Chuan 鄺君泉			RO	2008-03-05	2010-08-10
3	Labhardt, Francois Maurice		M	RO	2008-03-05	2009-05-04
4	Law, Sau Fong 羅秀芳		F	Rep	2008-08-05	2011-10-14
5	Tam, Denise Wan Rou 譚菀柔		F	Rep	2008-03-26	2011-10-14

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