R.J. O'Brien & Associates HK Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Lee, Mickey Wing Tak 李永德		M	ABM912	Rep	2007-10-29	2011-03-08
2	Mueller, Thomas Andrew		M	APA401	RO	2007-10-29	2010-10-31
3	Tan, Wilson (SFC:APA402)		M	APA402	RO	2007-10-29

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