BLUEFIN HK LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	SFC ID	Role	From	Until
1	Chan, Bertrand Kerwin		M	AUY365	RO	2010-06-30	2022-09-21
2	Liu, Liu (SFC:AUY369) 劉柳			AUY369	Rep	2010-07-05	2012-01-20
3	Zhao, Jing (SFC:AUY366) 趙晶			AUY366	RO	2010-06-30	2023-03-15

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