GOODCAPE SECURITIES LIMITED 佳堅證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Chang, Siu Ming 鄭少銘		M	AAY755	RO	2005-12-06	2016-12-15
2	Chow, Mei Ho 周美好			AGA676	Rep	2005-12-07	2016-12-15
3	Tang, Lin Sun 鄧連新		M	AAB786	RO	2005-12-06	2016-12-15
4	Wong, Kui Wing 黃鉅榮			AAB773	RO	2005-12-06	2016-12-15

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