Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Cheng, Yan Ting 鄭恩婷 | AUC961 | Rep | 2012-09-12 | 2013-05-31 | ||
| 2 | Chung, Michael (SFC:AUC505) | M | AUC505 | Rep | 2012-04-30 | ||
| 3 | Green, Robin Adam | M | ACQ540 | RO | 2012-06-11 | 2017-08-31 | |
| 4 | Holder, Daniel William (SFC:AQM604) | M | AQM604 | Rep | 2012-10-03 | 2013-01-29 | |
| 5 | Holmes, Charles Broadfoot | M | AUG616 | RO | 2010-02-12 | 2015-03-15 | |
| 6 | Huang, Bo-Kai 黃柏愷 | AKY607 | RO | 2012-01-18 | 2014-06-30 | ||
| 7 | Lai, Voon San 賴汶山 | ACQ503 | Rep | 2012-10-03 | 2013-05-31 | ||
| 8 | Lau, Caroline Man Har 劉曼霞 | F | AVK663 | Rep | 2010-08-05 | 2013-02-18 | |
| 9 | Lau, Lik Alaric 劉力 | AHK681 | Rep | 2012-05-17 | 2012-11-01 | ||
| 10 | Newman, Neil Lionel | M | ABF170 | Rep | 2012-09-19 | 2013-02-18 | |
| 11 | Shah, Dhawal Arvind | AYM782 | Rep | 2011-11-24 | 2016-06-30 | ||
| 12 | Wool, Kyle Michael | M | AWV269 | Rep | 2011-03-11 | 2013-05-07 | |
| 13 | Xu, Dapeng (SFC:AUZ670) 徐大鵬 | AUZ670 | Rep | 2010-05-28 | 2015-06-30 | ||
| 14 | Ye, Calvin | M | AZL767 | Rep | 2012-05-17 | 2014-01-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy