UBS INTERNATIONAL HONG KONG LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Chiu, Charles Yiu Wing 趙耀榮 M AEE312 Rep 2005-05-03 2009-05-29
Rep 2011-01-10 2012-12-08
2 Hamonet Brea, Alberto M ALO267 RO 2005-04-29 2006-04-28
3 Lam, Roger Sen Boon 林盛邦 M ARD577 RO 2008-06-13 2012-12-08
4 Lapadula, Catherine Marie F ANP647 RO 2006-09-11 2012-12-08
5 Lim, James Fong 李振球 M ADZ899 Rep 2005-05-04 2005-10-26
RO 2005-10-26 2007-04-01
6 Sun, Ciying 孫慈穎 ALO264 RO 2005-04-29 2005-12-01
7 Toong, David Po Ming 佟寶銘 M AOV609 Rep 2007-04-24 2010-07-10
8 Wong, Wing Chi (SFC:AVL395) 黃詠芝 AVL395 Rep 2010-07-13 2011-01-16
9 Yang, Mark Ching Chau 楊景超 M AMU863 RO 2006-02-02 2008-06-13

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