Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Dudgeon, Alexander Stewart		M	BAS658	RO	2013-04-05	2021-12-31
2	Emmerson, Dominic Peter Corti	40	M	BAS659	RO	2013-04-05	2018-03-21
3	Ridland, Robert James		M	BAS793	Rep	2013-04-29	2015-12-21

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