Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Cheng, Yan Ting 鄭恩婷 AUC961 Rep 2012-09-12 2013-05-31
2 Chow, Jerry Man Kit 周文傑 M BAP381 Rep 2012-12-17 2013-05-03
3 Chung, Michael (SFC:AUC505) M AUC505 Rep 2012-04-30
4 Green, Robin Adam M ACQ540 RO 2012-06-11 2017-08-31
5 Holder, Daniel William (SFC:AQM604) M AQM604 RO 2013-01-29 2013-08-31
6 Holmes, Charles Broadfoot M AUG616 RO 2010-02-12 2015-03-15
7 Huang, Bo-Kai 黃柏愷 AKY607 RO 2012-01-18 2014-06-30
8 Lai, Voon San 賴汶山 ACQ503 Rep 2012-10-03 2013-05-31
9 Lim, Jie Ru Gillian F BBA912 Rep 2013-03-25 2014-03-07
10 Moeller, Corinna Georgina F BAX763 Rep 2013-02-27 2013-09-25
11 Ruddick, Matthew M AKI367 Rep 2013-03-11 2013-07-08
12 Shah, Dhawal Arvind AYM782 Rep 2011-11-24 2016-06-30
13 So, Mei Lun 蘇美倫 ADK736 Rep 2012-12-10 2013-09-16
14 Wool, Kyle Michael M AWV269 Rep 2011-03-11 2013-05-07
15 Xu, Dapeng (SFC:AUZ670) 徐大鵬 AUZ670 Rep 2010-05-28 2015-06-30
16 Ye, Calvin M AZL767 Rep 2012-05-17 2014-01-15

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