Liquid Capital Markets Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Cheng, Yuan (SFC:BBR221) 程源			BBR221	Rep	2013-08-05	2017-08-07
2	Franklin, Christopher Blen Stuart		M	BBR224	Rep	2013-08-05	2016-10-21
3	Siepman, Gregg Steven		M	ATL818	RO	2009-10-29	2016-10-24
4	Yung, Chris Ken 翁梓健		M	BBR225	Rep	2013-08-05	2017-04-12
5	Zuo, Yu (SFC:AYG013) 左宇			AYG013	RO	2012-01-12	2013-09-18

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